9AT: GRIDIRON PARTNERS, LLC

GRIDIRON PARTNERS, LLC

GRIDIRON PARTNERS, LLC

Adviser Profile

As of Date	03/24/2026
Registration	SEC, Approved, 05/26/2020
Other registrations (1)	Pennsylvania, Terminated, 06/05/2020
ADV Location	WEXFORD, PA, United States
Contact Info	724 xxxxxxx
Websites

AUM^*	285,750,950 27%
of that, discretionary	285,750,950 27%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	3,810,013 24%
% High Net Worth	63.24% 48%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

286M 245M 204M 163M 122M 82M 41M

2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker464287226	Stock NameISHARES TR	$ Position$51,690,134	% Position27.00%	$ Change12.00%	# Change12.00%
Stck Ticker921937835	Stock NameVANGUARD BD INDEX FDS	$ Position$48,298,054	% Position25.00%	$ Change12.00%	# Change12.00%
Stck Ticker78462F103	Stock NameSTATE STR SPDR S&P 500 ETF T	$ Position$18,283,917	% Position10.00%	$ Change15.00%	# Change0.00%
Stck Ticker922908769	Stock NameVANGUARD INDEX FDS	$ Position$10,188,681	% Position5.00%	$ Change16.00%	# Change0.00%
Stck Ticker464288281	Stock NameISHARES TR	$ Position$8,184,625	% Position4.00%	$ Change106.00%	# Change101.00%
Stck Ticker258623107	Stock NameDOUBLELINE OPPORTUNISTIC CR	$ Position$4,981,965	% Position3.00%	$ Change121.00%	# Change124.00%
Stck Ticker72200W106	Stock NamePIMCO MUN INCOME FD II	$ Position$6,322,601	% Position3.00%	$ Change31.00%	# Change30.00%
Stck Ticker46131H107	Stock NameINVESCO SR INCOME TR	$ Position$3,530,046	% Position2.00%	$ Change476.00%	# Change518.00%
Stck Ticker27828Q105	Stock NameEATON VANCE SR FLTNG RTE TR	$ Position$4,599,298	% Position2.00%	$ Change528.00%	# Change525.00%
Stck Ticker40167F101	Stock NameGUGGENHEIM STRATEGIC OPPORTU	$ Position$2,473,129	% Position1.00%	$ Change	# Change

Brochure Summary

Overview

Description of the Firm and its Principals Gridiron Partners. LLC (“Gridiron” or “the Firm”) is a Pennsylvania limited liability company established in January 2019 by David Kamin, Managing Partner and Chief Investment Officer, and Michael Schneck, Managing Partner and Chief Compliance Officer. The Firm provides discretionary and non-discretionary investment management services primarily to private separately managed accounts and institutional clients. Description of Advisory Services Gridiron provides discretionary investment management services by acting as adviser to separately managed accounts (SMAs) for large, typically institutional, investors. The advisory services provided are in accordance with the investment strategy, restrictions and limitations included in the advisory agreement between the SMA client and the Firm. The Firm primarily allocates advised assets among exchange-traded funds, individual equity securities, open-end mutual funds, closed-end mutual funds and options on these and other securities in accordance with the investment objectives of the client or fund. These assets are considered assets under management. IRA Rollover Recommendations For purposes of complying with the US Department of Labor’s (“DOL”) Prohibited Transaction Exemption

2020-02 (“PTE 2020-02”) where applicable, we are providing the following acknowledgment to you. When we provide investment advice to you regarding your retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Under this special rule’s provisions, we must:
• Meet a professional standard of care when making investment recommendations (give prudent advice);
• Never put our financial interests ahead of yours when making recommendations (give loyal advice);
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that we give advice that is in your best interest;
• Charge no more than is reasonable for our services; and
• Give you basic information about conflicts of interest. As of 2/26/2024, the Firm has $ $224,389,614 of regulatory assets under management all managed on a discretionary basis.