9AT: DELTA CAPITAL MANAGEMENT, LLC

DELTA CAPITAL MANAGEMENT, LLC

DELTA CAPITAL MANAGEMENT, LLC

DONOVAN CASTERLINE LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 04/30/2020
Other registrations (2)	Louisiana, Terminated, 07/01/2020 Florida, Terminated, 06/30/2020
ADV Location	MAITLAND, FL, United States
Contact Info	407 xxxxxxx
Websites

AUM^*	277,361,855 12%
of that, discretionary	0
Number of Employees	9 29%
of those in investment advisory functions	6 20%
Private Fund GAV^*	0
Avg Account Size	2,568,165 46%
SMA’s	Yes
Private Funds	0

Adviser Type

- Pension consultant

Client Types

- Pension and profit sharing plans

Advisory Activities

- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

277M 238M 198M 158M 119M 79M 40M

2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

About Delta Capital Management, LLC (“DCM”) DCM is a Florida limited liability company founded in 2003. DCM is registered with the SEC as an investment adviser with its home office located at 698 North Maitland Avenue, Suite 201, Maitland, Florida, 32751. Please note that the words “we,” “us,” and “our” may be used to refer to DCM throughout this brochure, as the context may require. Furthermore, the words “you,” “your,” and “Client” may be used to refer to you as either a client or a prospective client of DCM, as the context may require. DCM’s principal shareholder (i.e., those individuals and/or entities controlling 25% or more of this company) is:
• Amy C Casterline Advisory Services Offered Employee Contribution Plans DCM offers investment advisory services to plan providers and sponsors for employee contribution plans (including, but not limited to, 401(k) plans) based on the demographics, goals,

objectives, times horizon, and/or risk tolerance of the plan’s participants. DCM and its advisors are deemed to be a fiduciary of the Plan only as defined under Section 3(21)(A) of ERISA. DCM and its advisors do not act as investment managers and are not considered to be a Section 3(38) fiduciary. Publication of Periodicals DCM publishes a quarterly newsletter providing general information on various financial topics including, but not limited to, estate and retirement planning, market trends, etc. No specific investment recommendations are provided in this newsletter and the information provided does not purport to meet the objectives or needs of any individual. This newsletter is distributed free of charge to our advisory Clients. Client Assets Under Management As of December 2023, DCM provides continuous management services for $220,000,000 in client assets for 125 clients on a nondiscretionary basis.

DELTA CAPITAL MANAGEMENT, LLC

DELTA CAPITAL MANAGEMENT, LLC

DONOVAN CASTERLINE LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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DELTA CAPITAL MANAGEMENT, LLC DELTA CAPITAL MANAGEMENT, LLC DONOVAN CASTERLINE LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

DELTA CAPITAL MANAGEMENT, LLC

DELTA CAPITAL MANAGEMENT, LLC

DONOVAN CASTERLINE LLC