9AT: SMARTASSET

SMARTASSET

other names

SMARTASSET
SMARTASSET ADVISORS LLC

Adviser Profile

As of Date	03/20/2025
ADV Location	NEW YORK, NY, United States
Adviser Type - Internet adviser
Number of Employees	212 -8%
of those in investment advisory functions
Registration	SEC, Approved, 04/03/2020

AUM^*	0
of that, discretionary
Private Fund GAV^*	0
% High Net Worth	50.00%
SMA’s	No
Private Funds	0
Contact Info	646 xxxxxxx
Websites

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

1 1 1 1

2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Financial Insight Technology Inc. was founded in 2010 by Michael Carvin, CEO, and Phillip Camilleri, Co-Founder. SmartAsset Advisors LLC (“SmartAsset”) is a wholly owned subsidiary of Financial Insight Technology, Inc., and has been a registered investment adviser with the U.S. Securities & Exchange Commission since April 2020. SmartAsset’s advisory business is limited to providing individuals (each referred to as a “User”) with an interactive online platform at www.smartasset.com that utilizes a questionnaire and proprietary rules-based modeling to refer a User to at least one, and up to three, third party advisers registered or chartered as fiduciaries with a regulatory body in the United States (“Adviser”) that have elected to participate in our matching platform (“Service”). It is solely the responsibility of the User to determine whether to meet with and/or retain an Adviser. SmartAsset does not review the ongoing performance of any Adviser, participate in the management of any User’s account by an Adviser, or provide advice

regarding specific investments. SmartAsset also does not establish advisory accounts or manage any client assets. The Advisers are responsible for determining and implementing specific investment strategies for the Users. The Service is not a recommendation of any specific investments or any investment strategy. It is the responsibility of the Users, and the Advisers they engage, to determine what types of investments are suitable. Any tax, estate planning, accounting, legal or other advice or services other than as described in this document are beyond the scope of the Service, and SmartAsset makes no representation regarding the Advisers’ ability to perform any of those other services. Except for certain clerical functions performed by SmartAsset (such as verification of a User, scheduling appointments and appointment follow-up communications), SmartAsset provides investment resources solely through its interactive website. SmartAsset does not meet with Users at its offices. SmartAsset does not manage any assets. As of December 31, 2023, SmartAsset managed $0 on behalf of any clients.