9AT: SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED

Adviser Profile

As of Date	05/11/2026
Registration	SEC, Approved, 02/12/2020
ADV Location	CHIYODA-KU, TOKYO, Japan
Contact Info	81- xxxxxxx
Websites

AUM^*	11,013,139,514 -21%
of that, discretionary	10,695,505,913 -17%
Number of Employees	81 -16%
of those in investment advisory functions	17 -11%
Private Fund GAV^*	0
Avg Account Size	110,131,395 3%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HORIZON TECHNOLOGY FINANCE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM811.1m	#Funds-
Adviser STONE RIDGE ASSET MANAGEMENT LLC	Hedge Fund8.2b	Liquidity Fund-	Private Equity Fund320.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV8.5b	AUM36.3b	#Funds24
Adviser ENDURANT CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM98.3m	#Funds-
Adviser DOMA PERPETUAL CAPITAL MANAGEMENT LLC	Hedge Fund248.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV248.5m	AUM307.6m	#Funds3
Adviser UBS ASSET MANAGEMENT (AMERICAS) LLC	Hedge Fund2.8b	Liquidity Fund1.6b	Private Equity Fund4.8b	Real Estate Fund1.5m	Securitized Asset Fund28.7b	Venture Capital Fund-	Other Fund3.1b	Total Private Fund GAV40.9b	AUM588.2b	#Funds157
Adviser ANGEL OAK CAPITAL ADVISORS, LLC	Hedge Fund1.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.7b	AUM11.5b	#Funds15
Adviser KANEN WEALTH MANAGEMENT LLC	Hedge Fund197.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV197.4m	AUM404.6m	#Funds3
Adviser PUTNAM INVESTMENTS LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.0b	#Funds-
Adviser HARDMAN JOHNSTON GLOBAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund4.3b	Total Private Fund GAV4.3b	AUM8.8b	#Funds9
Adviser GOLDMAN SACHS ADVISORS B.V.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.5b	#Funds-

Brochure Summary

Overview

financial services company. The Adviser is indirectly owned in its entirety by that public company. Trustees of certain settlements made by members of the Schroder family hold in excess of 25% of the voting shares of Schroders plc. Schroders has been in business since 1804. The Adviser registered with the Securities and Exchange Commission in 2020. – The Adviser manages assets for domestic and foreign clients in strategies focusing on Japanese equity. Those strategies are: – Japanese Equity Core – Japanese Equity Opportunity – Japanese Equity Yield – Japanese Equity Specialist – Japanese Equity Growth – Japanese Equity Sustainable – Japanese Equity Small Cap – Japanese Equity Micro Cap – Japan REIT – The Adviser also markets strategies focusing on non-Japan equity and fixed income securities as well as multi asset, quantitative and alternative strategies. These strategies

are not offered to US persons. – – The Adviser primarily manages separate accounts on a discretionary basis for institutions, pension funds, government retirement plans, insurance companies and, as sub-adviser, to registered investment companies sponsored by other advisers. The specific guidelines for these types of accounts are generally the subject of negotiation with clients. Clients may provide restrictions that differ from the Adviser’s usual style of managing for a particular strategy. – The table below shows the assets under management. The top line shows the total assets under management and the second line shows the total assets under management for United States persons. . As of December 31, 2022 Assets # of Accts Managed By the Advisor $ $15,569,859,347 USD Managed for US Persons 0 0 Total SIM Japan $15,569,859,347 USD 126 4

SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED

SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED

SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED