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Adviser Profile

As of Date 03/25/2025
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 29 -3.33%
of those in investment advisory functions 12 -7.69%
Registration SEC, Approved, 03/26/1985
AUM* 6,654,834,340 -4.00%
of that, discretionary 6,654,834,340 -4.00%
Private Fund GAV* 3,409,697,289 3.69%
Avg Account Size 25,112,582 17.37%
% High Net Worth 63.02% -0.88%
SMA’s Yes
Private Funds 7
Contact Info 203 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
10B 8B 7B 6B 4B 3B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeOther Private Fund Count7 GAV$3,409,697,289

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Brochure Summary