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Adviser Profile

As of Date 06/12/2026
Registration SEC, Approved, 03/11/2010
ADV Location FARMINGTON, CT, United States
Contact Info 860 xxxxxxx
Websites
AUM* 811,104,000 -1%
of that, discretionary 811,104,000 -1%
Number of Employees 23 -28%
of those in investment advisory functions 14 -33%
Private Fund GAV* 0
Avg Account Size 811,104,000 -1%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser to a company which has elected to be a business development company

Client Types

- Business development companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

811M 695M 579M 463M 348M 232M 116M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary