A. Firm Description
Hexagon Capital Partners, LLC (“HCP” or the “Firm”) is an SEC registered investment advisor. HCP
was founded in October 2019.
The Chief Compliance Officer of HCP is Brent T. Henry. HCP is owned by Brent T. Henry, Dustin C.
Colebank, Joshua McCaslin and John M. Hudson.
B. Types of Advisory Services
The Firm offers a large variety of services, including portfolio management, investment analysis and
financial planning for individuals and high net worth individuals. Services include; Business Planning,
Cash Flow Forecasting, Trust and Estate Planning, Financial Reporting, Investment Consulting
Insurance Planning, Retirement Planning, Risk Management, Charitable Giving, Distribution Planning,
Tax Planning, Manager Due Diligence.
Wealth Management Services
HCP provides wealth management services which can include a broad range of financial planning and
consulting services described below, as well as discretionary management of investment portfolios.
HCP largely allocates client assets among various mutual funds, exchange-traded funds (“ETFs”) and
independent investment managers (“Independent Managers”) in accordance with their stated investment
objectives. Some accounts may also have individual debt and equity securities and options.
When appropriate, the Firm may also provide advice about legacy positions or other investments held
in client portfolios. Clients may engage HCP to manage and/or advice on certain investment products
that are not maintained at their primary custodian, such as variable life insurance and annuity contracts
and assets held in employer sponsored retirement plans and qualified tuition plans (i.e., 529 plans). HCP
directs or recommends the allocation of client assets among the various investment options available
with the product. Assets are generally maintained at the underwriting insurance company or the
custodian designated by the product’s provider.
HCP tailors its advisory services to meet the requirements of its individual clients and seeks to ensure,
on a continuous basis, that client portfolios are managed to meet the client’s specific objectives. HCP
consults with clients on an initial and ongoing basis to assess their specific risk tolerance, time horizon,
liquidity constraints and other related factors relevant to the management of their portfolios. Clients are
advised to promptly notify HCP if there are changes in their financial situation or if they wish to place
any boundaries on the management of their portfolios. Clients can impose reasonable restrictions or
mandates on the management of their accounts if HCP determines, in its sole discretion, the conditions
would not materially impact the performance of a management strategy or prove overly burdensome to
the Firm’s management efforts.
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Financial Planning and Consulting Services
HCP offers a broad range of financial planning and consulting services, including any or all of the
following services:
• Business Planning
• Cash Flow Forecasting
• Trust and Estate planning
• Financial Reporting
• Investment Consulting
• Insurance Planning
• Retirement
Planning
• Risk Management
• Charitable Giving
• Distribution Planning
• Tax Planning
• Manager Due Diligence
These services are provided in coordination with wealth management services, as noted above. Clients
retain absolute discretion over implementation of recommendations and are under no obligation to act
upon any recommendation made by HCP under a financial planning or consulting engagement. Clients
are advised that it remains their responsibility to notify the Firm of any change in their financial situation
or investment objectives for the purpose of reviewing, evaluating, or revising HCP’s recommendations
and/or services.
HCP relies on any information it receives from clients or client’s agents (e.g., attorneys, accountants,
etc.,). HCP is not required to verify any information received from these sources.
From time to time, HCP may recommend certain clients engage HCP for additional related services, such
as Supervised Persons in their capacity as insurance agents and other professionals to implement
recommendations. Clients should be aware this constitutes a conflict of interest for the Firm and that these
additional services do provide compensation separately from the Financial Planning compensation.
Use of Independent Managers
HCP selects certain Independent Managers to actively manage a portion of its clients’ assets. The specific
terms and conditions under which a client engages an Independent Manager may be set forth in a separate
written agreement with the designated Independent Manager.
HCP evaluates a variety of information about Independent Managers, which includes the Independent
Managers’ public disclosure documents, materials supplied by the Independent Managers themselves and
other third-party analyses it believes are reputable. To the extent possible, the Firm seeks to assess the
Independent Managers’ investment strategies, past performance and risk results in relation to its clients’
individual portfolio allocations and risk exposure. HCP also takes into consideration each Independent
Manager’s management style, returns, reputation, financial strength, reporting, pricing
and research capabilities, among other factors.
HCP continues to provide services relative to the discretionary selection of the Independent Managers.
The Firm monitors the performance of accounts with Independent Managers on an ongoing maintain.
HCP seeks to ensure the strategies and target allocations implemented by Independent Managers are
aligned with clients’ investment objectives and overall best interests.
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C. Services Tailored to Clients’ Needs
Services are provide based on a clients’ specific needs within the scope of the serviced as discussed above.
A review of the information provided by the client regarding the client’s current financial situation, goals,
and risk tolerances will be performed. Advice will be provided based on the available information.
D. Wrap Fee Program
HCP does not offer a Wrap Fee Program.
E. Assets Under Management
As of December 31, 2023, HCP has client assets under management of $790,362,000. All assets are
managed on a discretionary basis.