Adviser Profile

As of Date 08/18/2026
Registration SEC, Approved, 10/09/2019
Other registrations (2)
ADV Location WEST HARRISON, NY, United States
Contact Info 914 xxxxxxx
Websites
AUM* 514,983,003 13%
of that, discretionary 514,983,003 15%
Number of Employees 5 -17%
of those in investment advisory functions 4 33%
Private Fund GAV* 13,123,174 185%
Avg Account Size 3,843,157 174%
% High Net Worth 85.94% 12%
SMA’s Yes
Private Funds 1

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

808M 692M 577M 462M 346M 231M 115M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
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Top Holdings

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Stck TickerG5235S131 Stock NameKENSINGTON CAP ACQUISITION $ Position$14,525,913 % Position3.00% $ Change-2.00% # Change-2.00%
Stck TickerG8773A108 Stock NameTEXAS VENTURES ACQUISITION I $ Position$14,725,005 % Position3.00% $ Change # Change
Stck TickerG9640P104 Stock NameWILCO 63 CORP $ Position$6,709,820 % Position2.00% $ Change # Change
Stck TickerG4977S102 Stock NameITHAX ACQUISITION CORP III $ Position$8,592,494 % Position2.00% $ Change0.00% # Change-1.00%
Stck TickerG5501C109 Stock NameLIONHEART HOLDINGS $ Position$11,019,704 % Position2.00% $ Change-20.00% # Change-21.00%
Stck Ticker023634108 Stock NameNEW AMER ACQUISITION I CORP $ Position$8,270,971 % Position2.00% $ Change40.00% # Change41.00%
Stck Ticker46283H103 Stock NameIRON HORSE ACQUISIT II CORP $ Position$7,295,715 % Position2.00% $ Change-1.00% # Change-2.00%
Stck TickerG4791J106 Stock NameINDIGO ACQUISITION CORP $ Position$7,871,050 % Position2.00% $ Change0.00% # Change-1.00%

Brochure Summary