Adviser Profile

As of Date 01/07/2025
Registration status Terminated
ADV Location FAIRFIELD, CT, United States
Contact Info 203 xxxxxxx
Websites
AUM* 911,100,000 5%
of that, discretionary 911,100,000 5%
Number of Employees 8
of those in investment advisory functions 8
Private Fund GAV* 0
Avg Account Size 151,850,000 5%
% High Net Worth 40.00%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- State or municipal government entities

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

6B 5B 4B 4B 3B 2B 887M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary