9AT: PAN GLOBAL ADVISERS, LLC

other names

PAN GLOBAL ADVISERS, LLC

Adviser Profile

As of Date	03/31/2025
ADV Location	COSTA MESA, CA, United States
Adviser Type - Large advisory firm
Number of Employees	3
of those in investment advisory functions	1 -50%
Registration	SEC, Approved, 05/15/2019

AUM^*	225,671,960 19%
of that, discretionary	141,061,319 17%
Private Fund GAV^*	19,479,744 -10%
Avg Account Size	730,330 2%
% High Net Worth	16.00% -41%
SMA’s	Yes
Private Funds	1
Contact Info	949 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeOther Private Fund	Count1	GAV$19,479,744

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PRESERVER PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund149.6m	Total Private Fund GAV149.6m	AUM157.8m	#Funds2
Adviser KARLOV STREET CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund229.8m	Total Private Fund GAV229.8m	AUM234.4m	#Funds31
Adviser SYMBIOTIC CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund839.4m	Total Private Fund GAV839.4m	AUM839.4m	#Funds9
Adviser GLL INVESTORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund188.9m	Total Private Fund GAV188.9m	AUM188.9m	#Funds7
Adviser VCFA GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund560.3m	Total Private Fund GAV560.3m	AUM415.9m	#Funds10
Adviser 5T WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund10.8m	Total Private Fund GAV10.8m	AUM283.1m	#Funds1
Adviser VIRTERA PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund100.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund30.0m	Other Fund198.4m	Total Private Fund GAV358.4m	AUM452.1m	#Funds9
Adviser AOF MANAGEMENT LLC	Hedge Fund8.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund230.2m	Total Private Fund GAV238.2m	AUM238.2m	#Funds6
Adviser CRESCENDO ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM184.5m	#Funds-
Adviser MONTCALM TCR LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund834.2k	Total Private Fund GAV834.2k	AUM223.4m	#Funds1

Brochure Summary

Overview

Description of Advisory Firm Pan Global Advisers, LLC is a limited liability company formed in the State of Wyoming in 2018. Tax Efficient Asset Management Solution, Inc. (“TEAMS”) is the principal owner and Evan Pan serves as the firm’s Managing Member and Chief Investment Officer. Timothy Lee Voorhees (CRD Number 856280) is fifty (50%) percent owner and President of TEAMS. Evan Pan (CRD Number 301863), owns fifty (50%) percent of TEAMS. As of December 31, 2023, Pan Global manages $126,139,177 on a discretionary basis and $74,097,916 on a non- discretionary basis. Types of Advisory Services Investment Management Services We are in the business of managing individually tailored investment portfolios. Our firm provides continuous advice to a client regarding the investment of client funds based on the individual needs of the client. Through personal discussions in which goals and objectives based on a client's particular circumstances are established, we develop a client's personal investment policy or an investment plan with an asset allocation target and create and manage a portfolio based on that policy and allocation target. During our data-gathering process, we determine the client’s individual objectives, time horizons, risk tolerance, and liquidity

needs. We may also review and discuss a client’s prior investment history, as well as family composition and background. Account supervision is guided by the stated objectives of the client (e.g., maximum capital appreciation, growth, income, or growth and income), as well as tax considerations. Clients may impose reasonable restrictions on investing in certain securities, types of securities, or industry sectors. Fees pertaining to this service are outlined in Item 5 of this brochure. Sub-Advisory Services We provide discretionary investment services under a sub-advisory relationship to our affiliated investment adviser, TEAMS. This includes investment supervisory services to TEAMS’s clients. Client Tailored Services and Client Imposed Restrictions We offer the same suite of services to all of our clients. However, specific client financial plans and their implementation are dependent upon a client Risk Tolerance Questionnaire (RTQ), which outlines each client’s current situation (income, tax levels, and risk tolerance levels) and is used to construct a client specific plan to aid in the selection of a portfolio that matches restrictions, needs, and targets. Wrap Fee Programs We do not sponsor nor participate in a wrap fee program.

PAN GLOBAL ADVISERS, LLC

Adviser Profile

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Brochure Summary

Overview