9AT: PRESERVER PARTNERS

other names

PRESERVER PARTNERS
PRESERVER FUNDS
PRESERVER PARTNERS LLC

Adviser Profile

As of Date	03/26/2025
ADV Location	MEMPHIS, TN, United States
Adviser Type - Large advisory firm
Number of Employees	5
of those in investment advisory functions	3
Registration	SEC, Approved, 10/02/2015
Other registrations (1)	SEC, ERA - Withdrawn, 09/02/2015

AUM^*	157,773,260 -9%
of that, discretionary	157,773,260 -9%
Private Fund GAV^*	149,574,136 -4%
Avg Account Size	52,591,087 22%
SMA’s	Yes
Private Funds	2
Contact Info	901 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name SPICER JEFFRIES LLP	Filing Date10/22/2025	Form ADV-E View Report
Accounting Firm Name SPICER JEFFRIES	Filing Date10/31/2024	Form ADV-E View Report
Accounting Firm Name SPICER JEFFRIES	Filing Date09/19/2023	Form ADV-E View Report
Accounting Firm Name SPICER JEFFRIES LLP	Filing Date08/09/2023	Form ADV-E View Report

Fund Type	Count	GAV
Fund TypeOther Private Fund	Count2	GAV$149,574,136

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PAN GLOBAL ADVISERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund19.5m	Total Private Fund GAV19.5m	AUM225.7m	#Funds1
Adviser VCFA GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund560.3m	Total Private Fund GAV560.3m	AUM415.9m	#Funds10
Adviser 5T WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM283.1m	#Funds-
Adviser KARLOV STREET CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund229.8m	Total Private Fund GAV229.8m	AUM234.4m	#Funds31
Adviser AOF MANAGEMENT LLC	Hedge Fund8.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund230.2m	Total Private Fund GAV238.2m	AUM238.2m	#Funds6
Adviser SYMBIOTIC CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund839.4m	Total Private Fund GAV839.4m	AUM839.4m	#Funds9
Adviser GLL INVESTORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund188.9m	Total Private Fund GAV188.9m	AUM188.9m	#Funds7
Adviser VIRTERA PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund100.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund30.0m	Other Fund198.4m	Total Private Fund GAV358.4m	AUM452.1m	#Funds9
Adviser CRESCENDO ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM184.5m	#Funds-
Adviser MONTCALM TCR LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund834.2k	Total Private Fund GAV834.2k	AUM223.4m	#Funds1

Brochure Summary

Overview

The Company Preserver Partners, LLC (“Preserver” or the “Firm”) is an independent investment management firm based in Memphis, Tennessee. Preserver is a Tennessee limited liability corporation that was organized in July 2009 and has been providing investment management services since January 2010. Preserver is registered as an investment adviser under the Investment Adviser’s Act of 1940, as amended (the “Adviser’s Act”) with the U.S. Securities and Exchange Commission (“SEC”). Preserver’s principal owner is led by Dana Pointer, who also serves as Chief Executive Officer. Advisory Services Preserver provides discretionary advisory services to privately offered pooled investment vehicles (“private funds”) and a separately managed account (“Separate Account” or “SMA”); the private funds and the SMA collectively are referred to herein as the “Funds”, “Clients” or “Client Accounts”, and individually as a “Fund”, “Client” or “Account”. Preserver serves as General Partner to the private funds and as Adviser to the SMA. The Funds currently offer strategies that seek to preserve capital and generate long-term absolute returns across market cycles, while providing downside protection through investment selection and risk-based portfolio construction. This Brochure should not be considered an offering document for the private funds and investors should refer to the private

funds’ offering memorandum for complete descriptions of the Funds, including their strategies, risks, conflicts of interest, and expenses. Preserver tailors its investment advisory services for the private funds to its overall investment strategy program, and not to the needs of any underlying investor therein. The SMA’s investment objectives, guidelines and fee arrangements are individually negotiated and set forth in the client’s Advisory Agreement. SMA clients may impose restrictions on investing in certain securities or types of securities. SMAs generally require significant account minimums. Portfolios for Funds managed by Preserver may include but are not limited to investments (domestic and foreign) in common stock, preferred stock, convertible securities, real estate investment trusts, alternative investments, private placement securities, private funds, registered investment companies, and structured products. The private funds are exempt from registration as an investment company under Section 3(c)(1) of the Investment Company Act of 1940, as amended (the “Company Act”). Preserver does not participate in any wrap fee program. Assets Under Management As of December 31, 2023, Preserver’s managed regulatory assets under management were approximately $172,947,873 on a discretionary basis. Preserver does not manage assets on a non-discretionary basis.

PRESERVER PARTNERS

Adviser Profile

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Brochure Summary

Overview