Adviser Profile

As of Date 03/24/2026
Registration SEC, Approved, 06/15/2018
ADV Location PASADENA, CA, United States
Contact Info 949 xxxxxxx
Websites
AUM* 526,582,694 8%
of that, discretionary 203,718,508 53%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 6,344,370 6%
% High Net Worth 1.20% 100%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- Pension consultant

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

379M 325M 270M 216M 162M 108M 54M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary