GKV Capital Management Co., Inc. was founded in 1975 for the purpose of providing discretionary portfolio management services on behalf of clients. GKV manages individual investment accounts for which the company charges a fee. GKV Capital Management was founded by Peter W. Vogel. He remains as a portfolio manager. Greg Vogel is the President and CEO and is the principal owner of the company. GKV exclusively provides investment supervisory services to its clients. The firm makes investment decisions on behalf of its clients. Investment portfolios include, but are not limited to investments in common stocks, bonds, trust deed loans, real estate and options for both individuals and institutions. GKV manages separate accounts for its clients. This enables each client account to be managed specifically to the requirements of that client. The investment objective and portfolio structure of each account is individually designed according to the goals of each respective client. Restrictions, such as investment in certain types of securities or individual securities can be made at the request of the client. Client accounts are managed as discretionary accounts, meaning GKV makes investment decisions on behalf of its clients. As of January 1, 2023, total discretionary assets under management were $265,744,000. EXECUTIVE OFFICERS AND INVESTMENT PROFESSIONALS Gregory P. Vogel. Mr. Vogel joined GKV Capital in 2003 and is the firm’s principal owner. Prior to that, he was a Managing Director and Equity Research Analyst in the technology group at Bank of America Securities covering the software industry. His coverage included Microsoft, Adobe Systems, Oracle, BEA Systems, and Macromedia. Mr. Vogel started at Montgomery Securities in 1994 In 1999 the firm was acquired by NationsBank and became Bank of America Securities after the subsequent acquisition of Bank of America. Mr. Vogel has been a regular guest on financial television including CNBC and CNN and has been frequently mentioned in the business press including The Wall Street Journal, Business Week, Forbes and other national financial publications. In 2000, Mr. Vogel was ranked in The Wall Street Journal’s "Best on the Street" analyst survey for his coverage of the software industry. Mr. Vogel received a BA in philosophy from the University of California at Santa

Barbara. Peter W. Vogel. Mr. Vogel founded GKV Capital Management Company in 1975 and is the Chief Investment Officer. He started his career as a portfolio manager of institutional and individual portfolios at Citibank. While at Citibank he was also responsible for management supervision of privately held companies in which Citibank exercised a fiduciary responsibility. After his tenure at Citibank, he became President and CEO of New West Equities, an investment management company with assets of approximately $250 million. Prior to creating GKV Capital, he was also a senior portfolio manager at Western Asset Management Company, a subsidiary of Wells Fargo Bancorp. He was responsible for the management of institutional equity portfolios worth about $1 billion. He remained at Western Asset Management until establishing GKV Capital. Mr. Vogel received his MBA in finance from Columbia University Graduate School of Business and a BA in English from Colgate University. Supervision: Each of GKV Capital’s Investment Professionals is supervised by Greg Vogel, President and Chief Compliance Officer. The location is the Corporate Offices located at 1350 Treat Blvd., Suite 260, Walnut Creek, CA 94597, 925-627-8680. Investment recommendations are supervised and monitored during their development and prior to the Investment Policy Statement being signed by the client and Greg Vogel. Financial Planning recommendations are presented, discussed and agreed upon based on the Investment Professional’s analysis and the combined efforts of the individual and Greg Vogel. Finally, all trading in client accounts originates from the Walnut Creek, California office and only Greg Vogel has trading authority on client accounts with Pershing Advisor Solutions. Held Away Accounts: We implement investment advice on behalf of certain clients in held- away accounts that are maintained at independent third-party custodians. These held-away accounts are often 401(k) accounts, 529 plans and other assets that are not held at our primary custodian(s). The order management system that we use for held-away accounts is provided by Pontera Solutions, Inc. We review, monitor, and manage these held-away accounts in an integrated way with client accounts held at our primary custodian(s). Further information about this service is available in Item 5.