Adviser Profile

As of Date 10/11/2024
Registration status Terminated
ADV Location PASADENA, CA, United States
Contact Info 626 xxxxxxx
AUM* 99,409,150 -2%
of that, discretionary 99,409,150 -2%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 7,646,858 -2%
% High Net Worth 100.00%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

110M 94M 79M 63M 47M 31M 16M
2015 2016 2017 2018 2019 2020 2021 2022
Discretionary
Non-discretionary

Private Funds

No private funds

Employees