Overview
Firm Description
Essex Ridge Capital Group, LLC (“Adviser”) is an investment adviser currently
registered with the SEC pursuant to Section 203 of the Investment Advisers Act of
1940, as amended (the “Advisers Act”). Adviser was organized as a limited liability
company in 2007.
Principal Owners
Adviser’s principal owner is the David T. Printup Exempt Trust.
Types of Advisory Services
Adviser provides investment supervisory services, and on more than an occasional
basis, furnishes advice to clients on matters not involving securities. Adviser primarily
offers advice on the following types of investments: equity securities, warrants,
corporate debt securities, commercial paper, certificates of deposit, municipal
securities, mutual
fund shares, U.S. government securities, and option contracts on
securities.
Adviser’s investment advisory services for high net worth individual and other
institutional accounts include assisting clients with establishing the appropriate
portfolio asset allocation, selecting investment managers for various strategies, and
monitoring the selected investment managers (which includes an evaluation and
performance analysis of the investment managers).
Assets Under Management
Adviser provides investment advisory services on a discretionary basis to institutions,
high-net worth individuals and investment companies. As of December 31, 2023,
Adviser’s total assets under management are as follows:
Discretionary Clients = $143,841,895
Non-Discretionary Clients = $0