Adviser Profile

As of Date 08/27/2026
Registration SEC, Approved, 05/31/2018
ADV Location LIVERPOOL, NY, United States
Contact Info 315 xxxxxxx
AUM* 69,811,000 -55%
of that, discretionary 69,811,000 -55%
Number of Employees 8 14%
of those in investment advisory functions 8 100%
Private Fund GAV* 0
Avg Account Size 332,433 270%
% High Net Worth 2.44% 6%
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

203M 174M 145M 116M 87M 58M 29M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary