9AT: H&H INTERNATIONAL INVESTMENT, LLC

H&H INTERNATIONAL INVESTMENT, LLC

other names

H&H INTERNATIONAL INVESTMENT, LLC

Adviser Profile

As of Date	01/20/2026
ADV Location	PALO ALTO, CA, United States
Adviser Type - Large advisory firm
Number of Employees	2
of those in investment advisory functions	2
Registration	SEC, Approved, 04/18/2018

AUM^*	25,499,731,823 41%
of that, discretionary	25,499,731,823 41%
Private Fund GAV^*	0
Avg Account Size	2,124,977,652 41%
% High Net Worth	40.00% 10%
SMA’s	Yes
Private Funds	0
Contact Info	650 xxxxxxx

Client Types

- High net worth individuals
- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

11B 9B 8B 6B 5B 3B 2B

2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$8,796,983,713	% Position50.00%	$ Change-1.00%	# Change-7.00%
Stck Ticker084670702	Stock NameBERKSHIRE HATHAWAY INC DEL	$ Position$3,607,114,919	% Position21.00%	$ Change38.00%	# Change38.00%
Stck Ticker67066G104	Stock NameNVIDIA CORPORATION	$ Position$1,349,719,150	% Position8.00%	$ Change1110.00%	# Change1111.00%
Stck Ticker722304102	Stock NamePDD HOLDINGS INC	$ Position$1,308,145,733	% Position7.00%	$ Change15.00%	# Change35.00%
Stck Ticker674599105	Stock NameOCCIDENTAL PETE CORP	$ Position$541,657,312	% Position3.00%	$ Change-15.00%	# Change-3.00%
Stck Ticker02079K107	Stock NameALPHABET INC	$ Position$582,224,520	% Position3.00%	$ Change32.00%	# Change2.00%
Stck Ticker01609W102	Stock NameALIBABA GROUP HLDG LTD	$ Position$375,318,090	% Position2.00%	$ Change-24.00%	# Change-8.00%
Stck Ticker874039100	Stock NameTAIWAN SEMICONDUCTOR MFG LTD	$ Position$372,078,054	% Position2.00%	$ Change412.00%	# Change371.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$415,429,580	% Position2.00%	$ Change187.00%	# Change208.00%
Stck Ticker88023B103	Stock NameTEMPUS AI INC	$ Position$6,495,500	% Position0.00%	$ Change	# Change

Brochure Summary

Overview

A. Description of the Advisory Firm H&H International Investment, LLC (hereinafter “H&H”) is a Limited Liability Company organized in the State of California. The firm was formed in November 2017. H&H is owned by Yong Duan. B. Types of Advisory Services Portfolio Management Services H&H offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. H&H creates an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels). Portfolio management services include, but are not limited to, the following: • Investment strategy • Personal investment policy • Asset allocation • Asset selection • Risk tolerance • Regular portfolio monitoring H&H evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. H&H will require discretionary authority from clients in order to select securities and execute transactions without permission from the client prior to each transaction. H&H seeks to provide that investment decisions are made in accordance with the fiduciary duties owed to its accounts and without consideration of H&H’s economic, investment or other financial interests. To meet its fiduciary obligations, H&H attempts to avoid, among other things, investment or trading practices that systematically advantage or disadvantage certain client portfolios, and accordingly, H&H’s policy is to seek fair and

equitable allocation of investment opportunities/transactions among its clients to avoid favoring one client over another over time. It is H&H’s policy to allocate investment opportunities and transactions it identifies as being appropriate and prudent among its clients on a fair and equitable basis over time. Services Limited to Specific Types of Investments H&H generally limits its investment advice to equities, options and non-U.S. securities, although H&H primarily recommends equities & options. H&H may use other securities as well to help diversify a portfolio when applicable. C. Client Tailored Services and Client Imposed Restrictions H&H offers the same suite of services to all of its clients. However, specific client investment strategies and their implementation are dependent upon the client’s Investment Policy Statement which outlines each client’s current situation (income, tax levels, and risk tolerance levels). Clients may not impose restrictions in investing in certain securities or types of securities. D. Wrap Fee Programs A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, and certain other administrative fees. H&H does not participate in wrap fee programs. E. Assets Under Management H&H has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $ 18,041,562,421 $0 December 31st 2023