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Adviser Profile

AUM* 222,447,705 -27%
of that, discretionary 222,447,705 -27%
Number of Employees 4 -60%
of those in investment advisory functions 4 -56%
Private Fund GAV* 0
Avg Account Size 1,293,301 -33%
% High Net Worth 14.53% -25%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

305M 261M 218M 174M 131M 87M 44M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Adviser NUVEEN ASSET MANAGEMENT, LLC Hedge Fund2.3b Liquidity Fund- Private Equity Fund50.0m Real Estate Fund- Securitized Asset Fund2.5b Venture Capital Fund- Other Fund741.5m Total Private Fund GAV5.6b AUM280.5b #Funds32
Adviser FIDUCIARY MANAGEMENT, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM11.4b #Funds-
Adviser STRATEGIC GLOBAL ADVISORS, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM3.0b #Funds-
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Adviser AAM Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM27.5b #Funds-
Adviser APOLLO CREDIT MANAGEMENT, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM30.0b #Funds20
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Adviser SMEAD CAPITAL MANAGEMENT, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM5.5b #Funds-
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker81369Y852 Stock NameCOMM SERV SELECT SECTOR SPDR $ Position$15,865,203 % Position8.00% $ Change-3.00% # Change0.00%
Stck Ticker81369Y803 Stock NameTECHNOLOGY SELECT SECT SPDR $ Position$13,496,056 % Position7.00% $ Change7.00% # Change-26.00%
Stck Ticker81369Y704 Stock NameINDUSTRIAL SELECT SECT SPDR $ Position$10,457,530 % Position6.00% $ Change15.00% # Change0.00%
Stck Ticker78468R663 Stock NameSPDR BLOOMBERG 1-3 MONTH T-B $ Position$9,036,620 % Position5.00% $ Change # Change
Stck Ticker81369Y605 Stock NameFINANCIAL SELECT SECTOR SPDR $ Position$8,735,106 % Position5.00% $ Change23.00% # Change13.00%
Stck Ticker35473P744 Stock NameFRANKLIN FTSE JAPAN ETF $ Position$7,551,626 % Position4.00% $ Change10.00% # Change0.00%
Stck Ticker35473P686 Stock NameFRANKLIN FTSE TAIWAN ETF $ Position$6,855,756 % Position4.00% $ Change82.00% # Change17.00%
Stck Ticker922908769 Stock NameVANGUARD TOTAL STOCK MKT ETF $ Position$5,307,897 % Position3.00% $ Change17.00% # Change1.00%
Stck Ticker46654Q716 Stock NameJPMORGAN ACTIVE BOND ETF $ Position$5,081,056 % Position3.00% $ Change3.00% # Change4.00%
Stck Ticker464286772 Stock NameISHARES MSCI SOUTH KOREA ETF $ Position$4,852,465 % Position3.00% $ Change105.00% # Change25.00%

Brochure Summary