{{ Info.Overview }}

Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 01/04/2017
ADV Location NEWPORT BEACH, CA, United States
Contact Info 949 xxxxxxx
Websites
AUM* 3,025,106,708 9%
of that, discretionary 3,025,106,708 9%
Number of Employees 19 -14%
of those in investment advisory functions 10 -9%
Private Fund GAV* 0
Avg Account Size 88,973,727 3%
% High Net Worth 4.55% -9%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

5B 4B 4B 3B 2B 1B 734M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Similar advisers

Adviser Hedge Fund Liquidity Fund Private Equity Fund Real Estate Fund Securitized Asset Fund Venture Capital Fund Other Fund Total Private Fund GAV AUM #Funds
Adviser APOLLO CREDIT MANAGEMENT, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM30.0b #Funds20
Adviser AAM Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM27.5b #Funds-
Adviser SUPERFUND ADVISORS, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM4.8m #Funds-
Adviser SAROFIM INTERNATIONAL MANAGEMENT CO Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM2.4b #Funds-
Adviser BOSTON TRUST WALDEN INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM4.6b #Funds-
Adviser DOLAN MCENIRY CAPITAL MANAGEMENT LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM13.8b #Funds-
Adviser SAPIENCE INVESTMENTS, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM184.7m #Funds-
Adviser VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund2.5m Total Private Fund GAV2.5m AUM12.2b #Funds1
Adviser HEARTWOOD FUNDS Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM317.6m #Funds-
Adviser GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC Hedge Fund2.6b Liquidity Fund- Private Equity Fund2.1b Real Estate Fund2.9b Securitized Asset Fund1.4b Venture Capital Fund- Other Fund- Total Private Fund GAV9.0b AUM240.7b #Funds83

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$41,857,627 % Position6.00% $ Change19.00% # Change4.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$32,524,601 % Position5.00% $ Change29.00% # Change3.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$27,569,353 % Position4.00% $ Change20.00% # Change5.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$27,247,108 % Position4.00% $ Change28.00% # Change5.00%
Stck TickerL8681T102 Stock NameSPOTIFY TECHNOLOGY S A $ Position$29,535,355 % Position4.00% $ Change19.00% # Change25.00%
Stck TickerG8060N102 Stock NameSENSATA TECHNOLOGIES HLDG PL $ Position$20,204,682 % Position3.00% $ Change90.00% # Change40.00%
Stck Ticker512807306 Stock NameLAM RESEARCH CORP $ Position$19,219,052 % Position3.00% $ Change48.00% # Change-27.00%
Stck Ticker595112103 Stock NameMICRON TECHNOLOGY INC $ Position$22,878,028 % Position3.00% $ Change252.00% # Change3.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$16,317,760 % Position2.00% $ Change4.00% # Change3.00%
Stck Ticker482480100 Stock NameKLA CORP $ Position$11,431,792 % Position2.00% $ Change2.00% # Change400.00%

Brochure Summary