9AT: SEVEN CANYONS ADVISORS, LLC

other names

SEVEN CANYONS ADVISORS, LLC
ARK GLOBAL ASSET MANAGEMENT, LLC

Adviser Profile

As of Date	03/30/2026
ADV Location	SALT LAKE CITY, UT, United States
Adviser Type - Large advisory firm
Number of Employees	6 -25%
of those in investment advisory functions	4 -33%
Registration	SEC, Approved, 02/05/2018
Other registrations (1)	Utah, Terminated, 10/12/2018

AUM^*	90,029,540 -39%
of that, discretionary	88,329,540 -51%
Private Fund GAV^*	48,821,003
Avg Account Size	18,005,908 -60%
% High Net Worth	40.00% 100%
SMA’s	No
Private Funds	2
Contact Info	801 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$
Fund TypeOther Private Fund	Count2	GAV$65,806,304

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CRESCENDO ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM184.5m	#Funds-
Adviser REVERE CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund96.5m	Total Private Fund GAV96.5m	AUM96.5m	#Funds4
Adviser MASON CAPITAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund56.9m	Total Private Fund GAV56.9m	AUM210.6m	#Funds1
Adviser CANDIDE GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM123.6m	#Funds-
Adviser STOCK FARM PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund137.7m	Total Private Fund GAV137.7m	AUM137.7m	#Funds3
Adviser GMG PRIVATE COUNSEL ULC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM192.6m	#Funds-
Adviser CINTRIFUSE CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund14.7m	Other Fund165.4m	Total Private Fund GAV194.8m	AUM180.1m	#Funds4
Adviser VIRTERA PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund100.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund30.0m	Other Fund198.4m	Total Private Fund GAV358.4m	AUM452.1m	#Funds10
Adviser SOLPACIFIC, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund133.8m	Total Private Fund GAV133.8m	AUM133.8m	#Funds3
Adviser SAAS CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund382.5m	Total Private Fund GAV382.5m	AUM244.9m	#Funds11

Brochure Summary

Overview

Seven Canyons Advisors, LLC (the “Investment Manager”, “Seven Canyons” or “IM”) is an investment adviser registered with the U.S. Securities and Exchange Commission. The IM is a Delaware limited liability company formed on September 18, 2017 and maintains its principal place of business in the state of Utah at 22 East 100 South, 3rd Floor, Salt Lake City, UT 84111. The IM is owned and managed by Spencer Stewart and Eric Moessing who are both founders. General Description of Advisory Services The IM utilizes a “bottom-up” process of fundamental analysis to identify and select investment opportunities on behalf of client accounts. Seven Canyons provides investment management services to the following client types: investment companies, private funds, and separately managed accounts (“SMA”). World Innovators Strategy The World Innovators Strategy, at this time, is employed for the Seven Canyons World Innovators Fund, a mutual fund that the IM serves as an investment adviser to. The Seven Canyons World Innovators Fund is offered by prospectus only. The prospectus includes investment objectives, risks, fees, expenses, and other information prospective investors should read and consider carefully before investing. The prospectus is publicly available on the Seven Canyon website (www.sevencanyonsadvisors.com ), and on the EDGAR database on the SEC’s website (www.sec.gov ). Strategic Global Strategy The Strategic Global Strategy, at this time, is employed for the Seven Canyons Strategic Global Fund, a mutual fund (together with the Seven Canyons World Innovators Fund “Mutual Funds”) that the IM serves as an investment adviser to and is offered by prospectus only. The prospectus includes investment objectives, risks, fees, expenses, and other information prospective investors should read and consider carefully before investing. The prospectus is publicly available on the Seven Canyon website (www.sevencanyonsadvisors.com

href="http://www.sevencanyonsadvisors.com/">), and on the EDGAR database on the SEC’s website (www.sec.gov ). Global Emerging Companies Strategy The Global Emerging Companies Strategy, at this time, is employed for SMA and for the Ark Global Emerging Companies, L.P. (the “EC Fund”) that Seven Canyons serves as the investment manager and general partner to. The Global Emerging Companies Strategy is identical to the investment objectives set forth in the EC Fund’s confidential offering memorandum and such investments are not tailored to the induvial needs of any particular limited partner or SMA. Client-Tailored Strategies Seven Canyons also employs client-tailored strategies. These strategies are negotiated on a case-by-case basis. These portfolios are similar to the IM’s primary strategies but are managed with a particular emphasis on fewer holdings and/or on a specific geographic area, industry, or sector. Client objectives and fees are determined on a case-by-case basis. When we provide investment advice to you regarding your retirement plan account, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours.
• Under this special rule’s provisions, we must:
• Meet a professional standard of care when making investment recommendations (give prudent advice);
• Never put our financial interests ahead of yours when making recommendations (give loyal advice);
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that we give advice that is in your best interest;
• Charge no more than is reasonable for our services; and
• Give you basic information about conflicts of interest. As of December 31, 2022, the IM had $177,711,020 in assets under management .

SEVEN CANYONS ADVISORS, LLC

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