Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 10/16/2017
Other registrations (2)
ADV Location SAN FRANCISCO, CA, United States
Contact Info 415 xxxxxxx
Websites
AUM* 193,212,864 -10%
of that, discretionary 175,896,588 -14%
Number of Employees 4
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 411,091 69%
% High Net Worth 23.68% -65%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

205M 176M 146M 117M 88M 59M 29M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker98149E303 Stock NameWORLD GOLD TR $ Position$12,644,776 % Position11.00% $ Change233.00% # Change288.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$9,985,725 % Position8.00% $ Change310.00% # Change186.00%
Stck Ticker02072Q267 Stock NameEA SERIES TRUST $ Position$9,686,800 % Position8.00% $ Change22.00% # Change-1.00%
Stck Ticker14020Y102 Stock NameCAPITAL GRP FIXED INCM ETF T $ Position$8,221,889 % Position7.00% $ Change-38.00% # Change-38.00%
Stck Ticker808524730 Stock NameSCHWAB STRATEGIC TR $ Position$8,420,850 % Position7.00% $ Change811.00% # Change779.00%
Stck Ticker808524755 Stock NameSCHWAB STRATEGIC TR $ Position$8,561,207 % Position7.00% $ Change370.00% # Change336.00%
Stck Ticker808524839 Stock NameSCHWAB STRATEGIC TR $ Position$7,899,196 % Position7.00% $ Change731.00% # Change734.00%
Stck Ticker81369Y506 Stock NameSELECT SECTOR SPDR TR $ Position$7,110,696 % Position6.00% $ Change225.00% # Change275.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$5,306,708 % Position4.00% $ Change23.00% # Change0.00%
Stck Ticker25861R105 Stock NameDOUBLELINE ETF TRUST $ Position$3,837,991 % Position3.00% $ Change-45.00% # Change-45.00%

Brochure Summary