Adviser Profile

As of Date 03/05/2026
Registration SEC, Approved, 07/24/2017
Other registrations (6)
ADV Location CARMEL, IN, United States
Contact Info 317 xxxxxxx
Websites
AUM* 290,012,610 38%
of that, discretionary 270,355,271 39%
Number of Employees 6 20%
of those in investment advisory functions 4 33%
Private Fund GAV* 0
Avg Account Size 342,400 17%
% High Net Worth 27.32% 101%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

270M 232M 193M 154M 116M 77M 39M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$30,232,935 % Position19.00% $ Change14.00% # Change2.00%
Stck Ticker464287655 Stock NameISHARES TR $ Position$28,768,376 % Position18.00% $ Change3066.00% # Change2449.00%
Stck Ticker46434V621 Stock NameISHARES TR $ Position$15,083,463 % Position9.00% $ Change6219.00% # Change5576.00%
Stck Ticker316092600 Stock NameFIDELITY COVINGTON TRUST $ Position$14,288,542 % Position9.00% $ Change # Change
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$11,055,156 % Position7.00% $ Change3.00% # Change-35.00%
Stck Ticker464287192 Stock NameISHARES TR $ Position$11,124,165 % Position7.00% $ Change # Change
Stck Ticker78464A714 Stock NameSPDR SERIES TRUST $ Position$11,432,580 % Position7.00% $ Change # Change
Stck Ticker464288521 Stock NameISHARES TR $ Position$10,204,387 % Position6.00% $ Change # Change
Stck Ticker46137V266 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$3,460,243 % Position2.00% $ Change-80.00% # Change-85.00%
Stck Ticker532457108 Stock NameELI LILLY & CO (PUT) $ Position$2,638,746 % Position2.00% $ Change # Change

Brochure Summary