Adviser Profile

AUM* 249,638,585 23%
of that, discretionary 244,680,120 22%
Number of Employees 7
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 256,830 19%
% High Net Worth 32.85% 38%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

245M 210M 175M 140M 105M 70M 35M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$14,205,997 % Position8.00% $ Change141.00% # Change110.00%
Stck Ticker464287432 Stock NameISHARES TR $ Position$10,105,696 % Position6.00% $ Change8.00% # Change9.00%
Stck Ticker09290C103 Stock NameBLACKROCK ETF TRUST $ Position$7,797,891 % Position4.00% $ Change14.00% # Change-2.00%
Stck Ticker09290C764 Stock NameBLACKROCK ETF TRUST $ Position$7,094,800 % Position4.00% $ Change14.00% # Change0.00%
Stck Ticker92203J407 Stock NameVANGUARD CHARLOTTE FDS $ Position$6,490,492 % Position4.00% $ Change2.00% # Change2.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$7,131,428 % Position4.00% $ Change16.00% # Change-4.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$5,302,529 % Position3.00% $ Change-19.00% # Change-25.00%
Stck Ticker92206C870 Stock NameVANGUARD SCOTTSDALE FDS $ Position$4,774,029 % Position3.00% $ Change3.00% # Change3.00%
Stck Ticker92206C706 Stock NameVANGUARD SCOTTSDALE FDS $ Position$5,134,209 % Position3.00% $ Change10.00% # Change11.00%
Stck Ticker09290C665 Stock NameBLACKROCK ETF TRUST $ Position$5,243,106 % Position3.00% $ Change # Change

Brochure Summary