Adviser Profile

As of Date 10/22/2026
Registration SEC, Approved, 03/28/2017
Other registrations (1)
ADV Location WESTLAKE VILLAGE, CA, United States
Contact Info 310 xxxxxxx
Websites
AUM* 0
of that, discretionary
Number of Employees 60 -39%
of those in investment advisory functions 27 -25%
Private Fund GAV* 0
SMA’s No
Private Funds 0

Adviser Type

- An investment adviser (or subadviser) to an investment company

Client Types

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1 1 1 1
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464288513 Stock NameiShares Tr $ Position$13,762,917 % Position10.00% $ Change750.00% # Change746.00%
Stck Ticker78468R622 Stock NameSPDR Series Trust $ Position$12,908,569 % Position9.00% $ Change # Change
Stck Ticker464288281 Stock NameiShares Tr $ Position$10,379,837 % Position8.00% $ Change # Change
Stck Ticker464287226 Stock NameiShares Tr $ Position$9,673,711 % Position7.00% $ Change # Change
Stck Ticker92206C870 Stock NameVanguard Scottsdale Fds $ Position$8,925,456 % Position7.00% $ Change # Change
Stck Ticker78468R408 Stock NameSPDR Series Trust $ Position$8,191,919 % Position6.00% $ Change # Change
Stck Ticker464287242 Stock NameiShares Tr $ Position$7,726,192 % Position6.00% $ Change # Change
Stck Ticker921937835 Stock NameVanguard BD Index FDS $ Position$7,250,926 % Position5.00% $ Change # Change
Stck Ticker464287176 Stock NameiShares Tr $ Position$4,812,841 % Position4.00% $ Change # Change
Stck Ticker464287440 Stock NameiShares Tr $ Position$5,449,975 % Position4.00% $ Change # Change