Adviser Profile

As of Date 02/26/2026
Registration New York, Approved, 04/27/2016
Other registrations (4)
ADV Location ROANOKE, VA, United States
Contact Info 540 xxxxxxx
Websites
AUM* 191,179,778 28%
of that, discretionary 191,179,778 28%
Number of Employees 6 -14%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 287,057 9%
% High Net Worth 25.39% 3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

191M 164M 137M 109M 82M 55M 27M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker548661107 Stock NameLOWES COS INC $ Position$17,709,271 % Position15.00% $ Change-23.00% # Change-17.00%
Stck Ticker45782C615 Stock NameINNOVATOR ETFS TRUST $ Position$11,512,148 % Position10.00% $ Change11.00% # Change0.00%
Stck Ticker45784N510 Stock NameINNOVATOR ETFS TRUST $ Position$10,336,172 % Position9.00% $ Change7.00% # Change0.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$11,020,491 % Position9.00% $ Change15.00% # Change0.00%
Stck Ticker46137V100 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$8,707,900 % Position7.00% $ Change-40.00% # Change-44.00%
Stck Ticker81369Y704 Stock NameSELECT SECTOR SPDR TR $ Position$7,331,765 % Position6.00% $ Change # Change
Stck Ticker78463V107 Stock NameSPDR GOLD TR $ Position$6,293,455 % Position5.00% $ Change-14.00% # Change0.00%
Stck Ticker81369Y886 Stock NameSELECT SECTOR SPDR TR $ Position$4,106,900 % Position3.00% $ Change0.00% # Change1.00%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$2,927,691 % Position2.00% $ Change9.00% # Change2.00%
Stck Ticker45782C367 Stock NameINNOVATOR ETFS TRUST $ Position$2,005,552 % Position2.00% $ Change7.00% # Change2.00%

Brochure Summary