Womack Wealth Management, Inc. (“WWM”, “the Firm”, “we”, or “us”) is a corporation formed under the laws of the State of New Mexico and registered as an investment adviser with the SEC. The Firm has been in business since 2008 and is headquartered in Manhattan Beach, California. Womack Wealth Management, Inc. is 100% owned by Scott H. Womack. He holds the titles of President and Chief Compliance Officer of the firm and has held these titles since January of 2008 when WWM was incorporated in New Mexico. He currently holds a FINRA Series 65 license. Womack Wealth Management provides the following types of advisory services: 1. Investment Management and Consulting: Providing guidance to help clients articulate their goals, financial circumstances and risk parameters then developing appropriately designed and managed investment portfolios. Services may include:
• Review of current investments
• Overall asset allocation consulting
• Assist in opening account(s) for asset custody through brokerages, trust companies, and/or banks
• Development of an Investment Policy Statement (IPS), outlining risk tolerance, risk capacity, investment objectives, allowable investment classes, and other investment criteria
• Periodic review and rebalancing
• Quarterly performance reporting WWM portfolio design is based in part on the tenets of Modern Portfolio Theory (MPT) and, in part, on Efficient Markets Hypothesis (EMH). Portfolios consist predominantly of structured asset class no-load mutual funds, ETFs, individual stocks, bonds (and other fixed income investments), real estate/REITs, commodity asset class exposure (generally within ETF’s, mutual funds, and other investment vehicles), and alternative investments. The minimum account size accepted for the Investment Management and Consulting Services is $250,000. Use of Third-Party Money Managers WWM may refer clients to other investment advisers for money management services. WWM does not accept any referral fees from third party money managers. In addition to the Advisory agreement between WWM and the client, the client will also receive and sign a management agreement with the third-party managers. Any fees charged by third-party managers to the client will be in addition to the WWM advisory fees. Employee Benefit Retirement Plan Services WWM provides advisory services to pensions and profit sharing plans for the design, implementation, and/or investment management of the plans. WWM will recommend investment options to be included in the retirement plan, monitor performance, provide participant enrollment/education meetings if requested by the client, and recommend changes as needed. For existing retirement/benefits plans, WWM will review the overall design, current investment options, administrative platforms, TPA providers, expenses, investment policy statements (IPS), etc. and will provide recommendations for any areas of improvement. Institutional Investment Consulting Available to foundations, endowments, Native American tribes, and qualified retirement ERISA plans, WWM will provide counsel on overall investment plan design, asset allocation modeling, investment advisor searches, and due diligence on mutual funds, ETF’s, money managers, and individual holdings. Investment consulting, for the purpose of this description, does NOT involve management of the underlying securities but involves assisting in the selection on a non-discretionary basis of separate advisors, mutual funds, and others, who may manage the actual assets/investments. 2. Wealth Planning and Management: Design and guidance in the implementation of coordinated strategies involving comprehensive financial planning, estate

and tax planning advice, risk management/insurance planning, and investment management, in a holistic "family office"-style team structure. While stand-alone Financial Planning Services (see description below) emphasizes plan design with less concentration on guiding the implementation, Wealth Planning and Management services are ongoing advisory relationships with a focus on both the planning aspects and the implementation and management. Wealth Planning and Management integrates WWM's Investment Management and Consulting services with WWM's Financial Planning Services. Wealth Planning and Management services are typically available to clients with at least $1,000,000 in liquid assets. For clients requiring more complex "family office" level wealth management, assets should typically be in excess of $20,000,000. 3. Financial Planning Services: Financial Planning is available as an integral part of WWM's Wealth Planning and Management services or as a stand-alone service. When engaged as a stand-alone service, a client may also separately engage WWM Investment Management and Consulting services but is under no obligation to do so. Fees for the separate services will be independent of one another. Financial Planning Services may include the following:
• Assisting clients assess and define their goals, concerns, and priorities then designing a plan, integrating these items with their state of finances and risk tolerance
• Review of assets, debt, cash flow, net worth, projected earnings, and expenses
• Risk management including a review of ownership structures (trusts, LLC’s, LLP’s, family limited partnerships, corporations, etc.), insurance analysis (health, long-term care, life, disability, property and casualty, umbrella, business continuity, etc.), and consulting for concentrated stock positions, and closely held businesses
• Retirement income planning
• Education expense and investment planning
• Analysis of employee benefits provided by client's employer
• Design of employer benefits program for client business owners (managed under separate engagement)
• Estate planning advice 4. Turn-Key Asset Management Services for Advisors: Turn-key services for advisors who wish to outsource back-office functions of their practice. Two service levels are available: Level One, in which WWM provides back office administrative support but does not handle direct portfolio management for the advisors; and, Level Two, in which WWM provides back office administrative support AND portfolio management (through "Sub-Advisory Investment Management Services", separately engaged by an advisor with WWM - see below for description). 5. Sub-Advisory Investment Management Services for Advisors: WWM offers investment sub-advisory services to unaffiliated investment advisers. Unaffiliated RIAs may choose to engage WWM's Sub-Advisory Services for investment management of some or all of their clients' assets. WWM shall have day-to-day responsibility for the active discretionary management of the allocated assets through a limited power of attorney from the unaffiliated advisor's client. The unaffiliated advisor RIA shall continue to render investment advisory services to the client relative to the ongoing monitoring and review of account performance, asset allocation and client investment objectives. WRAP FEE PROGRAMS Womack Wealth Management does not participate in wrap fee programs. Assets under Management As of December 31, 2023, Womack Wealth Management managed approximately $329,765,024 of client assets. $324,172,042 are managed on a discretionary basis and $5,592,982 are managed on a non-discretionary basis.