Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 03/20/2003
ADV Location DARIEN, CT, United States
Contact Info 347 xxxxxxx
Websites
AUM* 1,281,783,601 61%
of that, discretionary 1,281,783,601 61%
Number of Employees 6
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 4,747,347 49%
% High Net Worth 28.15% 17%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

1B 1B 916M 732M 549M 366M 183M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name CBIZ Filing Date10/29/2025 Form ADV-E View Report
Accounting Firm Name MARCUM LLP Filing Date10/25/2024 Form ADV-E View Report
Accounting Firm Name MARCUM LLP Filing Date08/29/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker532457108 Stock NameLILLY ELI & CO COM $ Position$493,475,488 % Position43.00% $ Change32.00% # Change1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$76,687,345 % Position7.00% $ Change13.00% # Change-1.00%
Stck Ticker02079K305 Stock NameALPHABET INC-CL A $ Position$66,737,924 % Position6.00% $ Change # Change
Stck Ticker697435105 Stock NamePALO ALTO NETWORKS INC $ Position$47,239,454 % Position4.00% $ Change113.00% # Change0.00%
Stck Ticker67066g104 Stock NameNVIDIA CORP $ Position$37,875,212 % Position3.00% $ Change14.00% # Change0.00%
Stck Ticker29273V100 Stock NameENERGY TRANSFER LP $ Position$28,889,938 % Position3.00% $ Change1.00% # Change2.00%
Stck Ticker293792107 Stock NameENTERPRISE PRODS PART LP $ Position$19,494,122 % Position2.00% $ Change-3.00% # Change0.00%
Stck Ticker30303m102 Stock NameMETA PLATFORMS INC CLASS A $ Position$19,747,258 % Position2.00% $ Change0.00% # Change1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$23,903,868 % Position2.00% $ Change1112.00% # Change1103.00%
Stck Ticker631103108 Stock NameNASDAQ INC $ Position$19,138,757 % Position2.00% $ Change # Change