Adviser Profile

As of Date 02/09/2026
Registration SEC, Approved, 02/03/2016
ADV Location CENTURY CITY, CA, United States
Contact Info (42 xxxxxxx
Websites
AUM* 351,082,807 18%
of that, discretionary 351,082,807 18%
Number of Employees 6
of those in investment advisory functions 6 50%
Private Fund GAV* 0
Avg Account Size 560,835 11%
% High Net Worth 41.95% 2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

411M 352M 294M 235M 176M 117M 59M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$13,020,538 % Position6.00% $ Change13.00% # Change-1.00%
Stck Ticker512807306 Stock NameLAM RESEARCH CORP $ Position$11,712,000 % Position5.00% $ Change23.00% # Change-39.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$10,330,497 % Position5.00% $ Change13.00% # Change-2.00%
Stck Ticker56585A102 Stock NameMARATHON PETE CORP $ Position$9,384,367 % Position4.00% $ Change3.00% # Change-1.00%
Stck Ticker697435105 Stock NamePALO ALTO NETWORKS INC $ Position$9,143,087 % Position4.00% $ Change51.00% # Change-29.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$8,637,592 % Position4.00% $ Change9.00% # Change-2.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$8,651,148 % Position4.00% $ Change9.00% # Change-5.00%
Stck Ticker931142103 Stock NameWALMART INC $ Position$7,991,257 % Position4.00% $ Change-10.00% # Change-1.00%
Stck Ticker94106L109 Stock NameWASTE MGMT INC DEL $ Position$6,127,640 % Position3.00% $ Change-4.00% # Change-1.00%
Stck Ticker92826C839 Stock NameVISA INC $ Position$6,852,087 % Position3.00% $ Change12.00% # Change-1.00%

Brochure Summary