Adviser Profile

As of Date 08/24/2026
Registration SEC, Approved, 02/26/2003
Other registrations (2)
ADV Location CHARLOTTE, NC, United States
Contact Info 704 xxxxxxx
Websites
AUM* 1,917,148,677 27%
of that, discretionary 1,913,429,382 27%
Number of Employees 23 5%
of those in investment advisory functions 18 6%
Private Fund GAV* 0
Avg Account Size 923,927 11%
% High Net Worth 57.22% 9%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 2B 1B 1B 820M 547M 273M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$64,442,133 % Position5.00% $ Change13.00% # Change-1.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$77,471,316 % Position5.00% $ Change14.00% # Change-1.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$52,449,411 % Position4.00% $ Change22.00% # Change-2.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$60,152,837 % Position4.00% $ Change28.00% # Change12.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$49,806,691 % Position4.00% $ Change63.00% # Change14.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$44,902,688 % Position3.00% $ Change2.00% # Change1.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$42,464,234 % Position3.00% $ Change13.00% # Change-1.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$40,593,497 % Position3.00% $ Change19.00% # Change-3.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$23,553,358 % Position2.00% $ Change3.00% # Change-1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$32,823,582 % Position2.00% $ Change19.00% # Change4.00%

Brochure Summary