Adviser Profile

As of Date 06/16/2026
Registration SEC, Approved, 08/07/2015
ADV Location OMAHA, NE, United States
Contact Info (80 xxxxxxx
Websites
AUM* 7,369,671,462 18%
of that, discretionary 7,369,671,462 18%
Number of Employees 35 -5%
of those in investment advisory functions 20 -35%
Private Fund GAV* 0
Avg Account Size 1,927,719 25%
% High Net Worth 27.42% 42%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

7B 6B 5B 4B 3B 2B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name COHEN & CO Filing Date12/29/2025 Form ADV-E View Report
Accounting Firm Name COHEN & CO Filing Date03/27/2025 Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY Filing Date06/28/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker25434V203 Stock NameDIMENSIONAL ETF TRUST $ Position$59,469,235 % Position8.00% $ Change5.00% # Change-1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$37,523,344 % Position5.00% $ Change-2.00% # Change-14.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$35,704,825 % Position5.00% $ Change10.00% # Change-4.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$25,037,892 % Position4.00% $ Change16.00% # Change-6.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$21,571,030 % Position3.00% $ Change14.00% # Change-1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$22,112,115 % Position3.00% $ Change-16.00% # Change-17.00%
Stck Ticker72201R593 Stock NamePIMCO ETF TR $ Position$14,164,000 % Position2.00% $ Change-13.00% # Change-9.00%
Stck Ticker78467V103 Stock NameSSGA ACTIVE ETF TR $ Position$13,507,000 % Position2.00% $ Change-11.00% # Change-7.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$15,568,213 % Position2.00% $ Change9.00% # Change-11.00%
Stck Ticker084670108 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$11,232,750 % Position2.00% $ Change-2.00% # Change-6.00%

Brochure Summary