Adviser Profile

As of Date 01/06/2026
Registration SEC, Approved, 01/19/2007
ADV Location MINNETONKA, MN, United States
Contact Info 952 xxxxxxx
Websites
AUM* 578,455,059 -9%
of that, discretionary 578,455,059 -9%
Number of Employees 4
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 2,877,886 -27%
% High Net Worth 51.39% 99%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

811M 695M 579M 463M 347M 232M 116M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$69,714,258 % Position11.00% $ Change9.00% # Change-5.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$65,810,135 % Position11.00% $ Change12.00% # Change-3.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$59,212,800 % Position10.00% $ Change7.00% # Change8.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$51,030,129 % Position8.00% $ Change8.00% # Change8.00%
Stck Ticker464287440 Stock NameISHARES TR $ Position$51,255,144 % Position8.00% $ Change8.00% # Change9.00%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$46,315,275 % Position8.00% $ Change5.00% # Change-2.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$28,824,544 % Position5.00% $ Change9.00% # Change-2.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$29,468,104 % Position5.00% $ Change9.00% # Change2.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$29,218,255 % Position5.00% $ Change13.00% # Change-1.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$24,609,191 % Position4.00% $ Change14.00% # Change-4.00%

Brochure Summary