9AT: FORUM CAPITAL ADVISORS LLC

other names

Adviser Profile

As of Date	03/28/2024
Adviser Type - Large advisory firm - An investment adviser (or subadviser) to an investment company
Number of Employees	66 1.54%
of those in investment advisory functions	15 150.00%
Registration	SEC, Approved, 04/23/2021
Other registrations (2)	SEC, ERA - Withdrawn, 03/24/2021 Colorado, ERA - Withdrawn, 03/24/2021
Former registrations	FORUM CAPITAL ADVISORS LLC FORUM CAPITAL ADVISORS

AUM^*	827,816,004 657.93%
of that, discretionary	827,816,004 657.93%
Private Fund GAV^*	246,069,082 18.95%
Avg Account Size	275,938,668 405.28%
SMA’s	No
Private Funds	5 4
Contact Info	303 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeReal Estate Fund	Count1	GAV$206,861,082
Fund TypeOther Private Fund	Count4	GAV$39,208,000

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PARE PARTNERS II LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund122.5m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV122.5m	AUM121.3m	#Funds3
Adviser MATRIX PLANNING INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund3.8m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.8m	AUM118.4m	#Funds1
Adviser LANIER ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund21.8m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV21.8m	AUM114.2m	#Funds3
Adviser PERENNIAL CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund80.8m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV80.8m	AUM92.0m	#Funds4
Adviser SWAN CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund13.5m	Real Estate Fund13.0m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV26.5m	AUM190.7m	#Funds2
Adviser S2 FUND MANAGER, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund287.4m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV287.4m	AUM312.2m	#Funds2
Adviser SOLUTIONS 4 WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund2.3m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.3m	AUM141.9m	#Funds2
Adviser REVITATE FUND ADVISOR LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund129.9m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV129.9m	AUM205.9m	#Funds4
Adviser WELLINGS CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund33.3m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV33.3m	AUM128.5m	#Funds2
Adviser SENECA CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund96.9m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV96.9m	AUM96.9m	#Funds2

Brochure Summary

Overview

Forum Capital Advisors LLC (“FCA” or the “Firm”) is an SEC-registered investment adviser established under the laws of Delaware with its principal place of business in Denver, Colorado. FCA was founded by Darren Fisk, the Firm’s CEO. FCA is wholly owned by Forum Investment Group LLC. Forum Investment Group LLC is majority owned by Darren Fisk. FCA provides discretionary investment management services to an investment vehicle organized as a registered closed-end investment company (“Registered Fund”), and pooled private investment vehicles (“Private Pooled Vehicles”) relying on exemption from registration under Section 3(c)5(C) and Section 3(c)7 of the Investment Company Act of 1940, as amended (“Investment Company Act”). FCA additionally provides non-discretionary services to a pooled investment fund managed by an independent third-party SEC registered investment adviser (“Sub-Advised Fund”). The Registered Fund and Private Pooled Vehicles are referred to herein as “Clients” or “Funds.” Throughout this Brochure, FCA, together with certain affiliate entities, including affiliated general partners, are referred to as “FCA,” the “Firm,”

“we,” “us,” and “our.” Interests in FCA’s 3(c)5(C) and 3(c)7 Private Pooled Vehicles are privately offered only to accredited or qualified individuals as outlined in each Fund’s governing and offering documents (“Fund Documents”). Each Private Pooled Vehicle has appointed FCA to serve as the Private Pooled Vehicle’s investment manager, pursuant to a written agreement. Please see Item 10 of this Brochure for a list of all financial affiliates. FCA provides investment advisory services based on such Client’s investment objectives and strategy and not pursuant to investment restrictions of any specific investor. A Client’s investment objectives and strategies can be found in each applicable Fund’s Documents. Each Fund is also subject to applicable regulatory requirements which are outlined in the relevant Fund Documents. The Fund Documents should be read carefully prior to investing. Please refer to Item 8 for information on our methods of analysis and investment strategies. FCA does not participate in any wrap fee programs. As of December 31, 2023, FCA managed approximately $827,816,004 of regulatory assets, all on a discretionary basis.

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FORUM CAPITAL ADVISORS LLC

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