9AT: FORUM CAPITAL ADVISORS LLC

other names

Adviser Profile

As of Date	03/27/2025
Adviser Type - Large advisory firm - An investment adviser (or subadviser) to an investment company
Number of Employees	66 1.54%
of those in investment advisory functions	25 316.67%
Registration	SEC, Approved, 04/23/2021
Other registrations (2)	SEC, ERA - Withdrawn, 03/24/2021 Colorado, ERA - Withdrawn, 03/24/2021
Former registrations	FORUM CAPITAL ADVISORS LLC FORUM CAPITAL ADVISORS

AUM^*	989,895,043 806.32%
of that, discretionary	989,895,043 806.32%
Private Fund GAV^*	322,015,499 55.67%
Avg Account Size	141,413,578 158.95%
SMA’s	No
Private Funds	9 8
Contact Info	303 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeReal Estate Fund	Count5	GAV$282,807,499
Fund TypeOther Private Fund	Count4	GAV$39,208,000

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PARE PARTNERS II LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund149.5m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV149.5m	AUM148.8m	#Funds9
Adviser MATRIX PLANNING INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund3.6m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.6m	AUM126.5m	#Funds1
Adviser LANIER ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund21.8m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV21.8m	AUM139.8m	#Funds3
Adviser PERENNIAL CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM92.0m	#Funds-
Adviser SWAN CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund15.9m	Real Estate Fund14.5m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV30.4m	AUM268.9m	#Funds2
Adviser S2 FUND MANAGER, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund792.3m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV792.3m	AUM792.3m	#Funds6
Adviser SOLUTIONS 4 WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund1.6m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.6m	AUM173.6m	#Funds1
Adviser REVITATE FUND ADVISOR LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund6.1m	Real Estate Fund121.6m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV127.7m	AUM282.8m	#Funds7
Adviser WELLINGS CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund32.9m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV32.9m	AUM166.4m	#Funds2
Adviser SENECA CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund109.4m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV109.4m	AUM109.4m	#Funds1

Brochure Summary

Overview

Forum Capital Advisors LLC (“FCA” or the “Firm”) is an SEC-registered investment adviser established under the laws of Delaware with its principal place of business in Denver, Colorado. FCA was founded by Darren Fisk, the Firm’s CEO. FCA is wholly owned by Forum Investment Group LLC. Forum Investment Group LLC is majority owned by Darren Fisk. FCA provides discretionary investment management services to an investment vehicle organized as a registered closed-end investment company (“Registered Fund”), and pooled private investment vehicles (“Private Pooled Vehicles”) relying on exemption from registration under Section 3(c)5(C) and Section 3(c)7 of the Investment Company Act of 1940, as amended (“Investment Company Act”). FCA additionally provides non-discretionary services to a pooled investment fund managed by an independent third-party SEC registered investment adviser (“Sub-Advised Fund”). The Registered Fund and Private Pooled Vehicles are referred to herein as “Clients” or “Funds.” Throughout this Brochure, FCA, together with certain affiliate entities, including affiliated general partners, are referred to as “FCA,” the “Firm,”

“we,” “us,” and “our.” Interests in FCA’s 3(c)5(C) and 3(c)7 Private Pooled Vehicles are privately offered only to accredited or qualified individuals as outlined in each Fund’s governing and offering documents (“Fund Documents”). Each Private Pooled Vehicle has appointed FCA to serve as the Private Pooled Vehicle’s investment manager, pursuant to a written agreement. Please see Item 10 of this Brochure for a list of all financial affiliates. FCA provides investment advisory services based on such Client’s investment objectives and strategy and not pursuant to investment restrictions of any specific investor. A Client’s investment objectives and strategies can be found in each applicable Fund’s Documents. Each Fund is also subject to applicable regulatory requirements which are outlined in the relevant Fund Documents. The Fund Documents should be read carefully prior to investing. Please refer to Item 8 for information on our methods of analysis and investment strategies. FCA does not participate in any wrap fee programs. As of December 31, 2023, FCA managed approximately $827,816,004 of regulatory assets, all on a discretionary basis.

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FORUM CAPITAL ADVISORS LLC

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