03/29/2024
SEC, ERA - Active, 8/21/2013
2B(2)- PF<150mn
qualify for the exemption from registration because you act solely as an adviser to private funds and have assets under management, as defined in rule 203(m)-1, in the United States of less than $150 million
106,761,198 22.43%
NO
3
737 xxxxxxx
| Fund Type | Count | GAV |
|---|---|---|
| Hedge Fund | 1 | $102,580,577 |
| Real Estate Fund | 1 | $179,885 |
| Other Private Fund | 1 | $4,000,736 |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | # funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| HIGHMORE GROUP | - | - | - | - | - | - | - | - | 2.8b | - | |
| TRUE NORTH ADVISORS, LLC | 508.2m | - | - | 77.7m | - | 63.9m | 162.6m | 876.3m | 3.3b | 27 | |
| RIDGEWOOD INVESTMENTS | 17.3m | - | - | 7.6m | - | - | 10.4m | 35.3m | 325.7m | 7 | |
| AKSIA LLC | 1.0b | - | 29.9m | 50.2m | - | - | 1.4b | 2.5b | 19.6b | 10 | |
| SEQUOIA FINANCIAL GROUP, L.L.C. | 937.7m | - | 115.8m | 40.3m | - | - | 386.2m | 1.5b | 20.0b | 17 | |
| ALLIANCEBERNSTEIN L.P. | 4.8b | - | 497.4m | 1.3b | - | - | 3.3b | 10.0b | 651.5b | 56 | |
| CTC CAPITAL MANAGEMENT, LLC | 25.9m | - | 56.4m | 82.5m | - | - | 17.9m | 182.7m | 182.7m | 9 | |
| RR ADVISORS, LLC | 552.0m | - | 6.1m | 4.4m | - | 88.6m | 39.6m | 779.1m | 755.0m | 9 | |
| TXRE ADVISERS, LLC | 364.0k | - | - | 542.0m | - | - | 291.1m | 833.5m | 4.5b | 8 | |
| CORE AND VALUE ADVISORS, LLC | - | - | - | 198.1m | - | - | 61.4m | 259.5m | 20.5b | 2 |