03/26/2024
SEC, ERA - Active, 3/30/2012
2B(2)- PF<150mn
qualify for the exemption from registration because you act solely as an adviser to private funds and have assets under management, as defined in rule 203(m)-1, in the United States of less than $150 million
155,018,097 -94.31%
NO
4
+35 xxxxxxx
| Fund Type | Count | GAV |
|---|---|---|
| Private Equity Fund | 4 | $155,018,097 |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | # funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| HUDSON COMPANIES | - | - | 18.5m | 4.0m | - | - | - | 22.5m | 112.1m | 2 | |
| DERBY COPELAND CAPITAL | - | - | 9.2m | 151.4m | - | - | - | 160.6m | 168.6m | 3 | |
| GAMMA REAL ESTATE CAPITAL MANAGEMENT, INC. | - | - | 102.6m | 5.9m | - | - | - | 108.5m | 108.5m | 2 | |
| PRESCOTT ADVISORS, LLC | - | - | 73.7m | 160.4m | - | - | - | 234.1m | 234.1m | 4 | |
| CITIGROUP ALTERNATIVE INVESTMENTS LLC | - | - | 177.4m | 23.1m | - | - | - | 200.5m | 312.0m | 8 | |
| SWBC INVESTMENT COMPANY | - | - | 3.0m | 123.6m | - | - | - | 126.6m | 345.8m | 2 | |
| GREENWOOD GEARHART INC. | - | - | 3.1m | 1.5m | - | - | - | 4.6m | 1.1b | 2 | |
| MERCHANTS ASSET MANAGEMENT LLC | - | - | 394.2m | 456.3m | - | - | - | 850.5m | 882.5m | 3 | |
| KLAFF REALTY, LP | - | - | 100.8m | 83.2m | - | - | - | 184.0m | 202.9m | 17 | |
| LEE FINANCIAL COMPANY, LLC | 12.4m | - | 543.3k | 766.3k | - | - | - | 13.7m | 1.3b | 12 |