03/15/2024
SEC, ERA - Active, 4/24/2019
2B(2)- PF<150mn
qualify for the exemption from registration because you act solely as an adviser to private funds and have assets under management, as defined in rule 203(m)-1, in the United States of less than $150 million
45,187,118 11.61%
NO
4 1
650 xxxxxxx
| Fund Type | Count | GAV |
|---|---|---|
| Private Equity Fund | 1 | $37,035,431 |
| Real Estate Fund | 1 | $5,550,437 |
| Venture Capital Fund | 2 | $2,601,250 |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | # funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FWD GLOBAL | - | - | 19.2m | 148.8m | - | 23.9m | - | 215.9m | - | 6 | |
| ALTERA PRIVATE ACCESS, LLC | - | - | 171.5m | 127.8m | - | 51.6m | 36.1m | 438.5m | 387.0m | 51 | |
| ARCIS CAPITAL INVESTMENT ADVISORS LLC | - | - | - | - | - | 19.5m | - | 39.1m | 19.5m | 1 | |
| CASTELLAN | - | - | 11.7m | 7.6m | - | 18.5m | - | 56.3m | 353.5m | 10 | |
| RETHINK CAPITAL PARTNERS, LLC | - | - | - | 1.8b | - | 868.0m | - | 3.6b | 2.6b | 23 | |
| ALTRIARCH CAPITAL MANAGEMENT, LLC | - | - | 5.3m | 2.1m | - | 4.5m | - | 16.5m | - | 5 | |
| MAIN STREET ADVISORS | 71.7m | - | 1.4b | - | - | - | 58.1m | 1.6b | 8.1b | 6 | |
| HARBERT FUND ADVISORS, INC. | 248.4m | - | 2.8b | 2.0b | - | 202.0m | 8.9m | 5.5b | 8.1b | 39 | |
| PRIVATE INVESTOR CLUB LLC | - | - | 203.6m | 87.4m | - | 18.2m | - | 327.4m | 297.8m | 38 | |
| VBI REAL ESTATE | - | - | - | - | - | 328.6k | 1.5b | 1.5b | - | 24 |