CASTELLAN

other names
{{ Info.Overview }}
Revenue {{ Info.Revenue | formatUSD }}
Headquarters {{ Info.Headquarters }}
cb

Adviser Profile
As of Date 11/11/2024
Adviser Type - Large advisory firm
Number of Employees 5 -44.44%
of those in investment advisory functions 5
Registration SEC, Approved, 10/2/2020
AUM* 353,473,345 6.82%
of that, discretionary 353,473,345 6.82%
Private Fund GAV* 37,816,748 -25.34%
Avg Account Size 5,991,074 -4.04%
% High Net Worth 37.50% -25.00%
SMA’s Yes
Private Funds 10
Contact Info 502 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
331M 284M 236M 189M 142M 95M 47M
2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count3 GAV$11,737,668
Fund TypeReal Estate Fund Count2 GAV$7,591,852
Fund TypeVenture Capital Fund Count5 GAV$18,487,228

Similar advisers

Adviser Hedge Fund Liquidity Fund Private Equity Fund Real Estate Fund Securitized Asset Fund Venture Capital Fund Other Fund Total Private Fund GAV AUM #Funds
Adviser THE BOLLARD GROUP LLC Hedge Fund77.8m Liquidity Fund- Private Equity Fund484.7m Real Estate Fund174.5m Securitized Asset Fund- Venture Capital Fund460.5m Other Fund55.9m Total Private Fund GAV1.7b AUM5.7b #Funds81
Adviser ASSET MANAGEMENT GROUP INVESTMENT CORP. Hedge Fund74.4m Liquidity Fund- Private Equity Fund10.7m Real Estate Fund- Securitized Asset Fund- Venture Capital Fund104.4m Other Fund- Total Private Fund GAV293.9m AUM189.5m #Funds19
Adviser ASSETFORT ADVISORS LLC Hedge Fund- Liquidity Fund- Private Equity Fund37.0m Real Estate Fund5.6m Securitized Asset Fund- Venture Capital Fund2.6m Other Fund- Total Private Fund GAV47.8m AUM- #Funds4
Adviser BIP CAPITAL MANAGEMENT SERVICES, LLC Hedge Fund- Liquidity Fund- Private Equity Fund155.6m Real Estate Fund- Securitized Asset Fund- Venture Capital Fund180.0m Other Fund- Total Private Fund GAV515.7m AUM335.7m #Funds18
Adviser INNOVIUS CAPITAL MANAGEMENT, LLC Hedge Fund- Liquidity Fund- Private Equity Fund148.4m Real Estate Fund- Securitized Asset Fund- Venture Capital Fund217.1m Other Fund- Total Private Fund GAV582.6m AUM365.5m #Funds6
Adviser ENDOWMENT WEALTH MANAGEMENT, INC. Hedge Fund- Liquidity Fund- Private Equity Fund15.8m Real Estate Fund- Securitized Asset Fund- Venture Capital Fund39.5m Other Fund- Total Private Fund GAV94.7m AUM354.5m #Funds11
Adviser INTERSECTION FINTECH VENTURES, LLC Hedge Fund- Liquidity Fund- Private Equity Fund4.8m Real Estate Fund- Securitized Asset Fund- Venture Capital Fund275.5m Other Fund- Total Private Fund GAV555.7m AUM280.2m #Funds2
Adviser MILLENNIUM TVP MANAGEMENT CO., LLC Hedge Fund- Liquidity Fund- Private Equity Fund169.3m Real Estate Fund- Securitized Asset Fund- Venture Capital Fund25.3m Other Fund- Total Private Fund GAV220.0m AUM194.7m #Funds6
Adviser CLOSED LOOP PARTNERS, LLC Hedge Fund- Liquidity Fund- Private Equity Fund121.4m Real Estate Fund- Securitized Asset Fund- Venture Capital Fund39.9m Other Fund144.3m Total Private Fund GAV345.6m AUM492.3m #Funds16
Adviser CORAL TREE MANAGEMENT, LP Hedge Fund- Liquidity Fund- Private Equity Fund131.8m Real Estate Fund- Securitized Asset Fund- Venture Capital Fund20.8m Other Fund- Total Private Fund GAV173.4m AUM494.3m #Funds2

Brochure Summary

Overview

CASTELLAN (“the Registrant”) is a limited liability company formed in September 2018 under the laws of the state of Delaware and domiciled in Kentucky and is registered as an investment adviser with the Securities and Exchange Commission. CASTELLAN is principally owned by two Grantor Trusts, CASTELLAN WHY Trust and CASTELLAN Endeavor Trust, with 100% of income in trusts distributing to charitable organizations. CASTELLAN offers additional services for ultra-high net worth families with multi- generational wealth. We partner with these families, providing them with accountable stewardship of all their resources with the goal of simplifying their lives and improving their returns. CASTELLAN uses a rigorous, disciplined, and transparent process to construct an investment strategy that is tailored to each individual and family’s investment objectives, risk, and financial situation. The portfolios are managed using alternative investments, in addition to our investment
strategies, which are discussed in further detail in Item Eight. CASTELLAN will collaborate with client’s advisory teams, often coordinating the information flow among attorneys, accountants, insurance advisers and others. CASTELLAN believes this alliance facilitates the development of solutions that are customized to the challenges and opportunities faced by its clients. Our clients will have the opportunity to place reasonable restrictions on the types of investments to be held in their portfolio. Portfolios will be managed on a discretionary basis, which means we will buy and sell securities in client accounts without their prior approval. While CASTELLAN does not impose a minimum account size, all separately managed clients must meet the definition of “qualified investor” (please refer to Item 5). CASTELLAN does not participate in or sponsor a wrap fee program. As of December 31, 2023, CASTELLAN had assets under discretionary management of $353,473,345.