06/11/2024
SEC, ERA - Active, 11/3/2015
2B(2)- PF<150mn
qualify for the exemption from registration because you act solely as an adviser to private funds and have assets under management, as defined in rule 203(m)-1, in the United States of less than $150 million
389,889,722 46.07%
NO
10 3
+65 xxxxxxx
| Fund Type | Count | GAV |
|---|---|---|
| Private Equity Fund | 5 | $64,106,505 |
| Other Private Fund | 5 | $325,783,217 |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | # funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SPP MANAGEMENT SERVICES, LLC | - | - | 496.4m | - | - | - | 7.4m | 503.8m | 503.8m | 9 | |
| NEW HERITAGE CAPITAL, LLC | - | - | 1.1b | - | - | - | 177.3m | 1.2b | 1.2b | 12 | |
| ANTARCTICA INVESTMENT ADVISORS, LLC | - | - | 1.4b | - | - | - | - | 1.4b | 3.6b | 18 | |
| AACP INVESTMENTS, LLC | - | - | 12.6m | - | - | - | 42.5m | 55.0m | 68.3m | 6 | |
| SARONA ASSET MANAGEMENT INC. | - | - | 232.7m | - | - | - | - | 232.7m | 283.6m | 3 | |
| CM WEALTH ADVISORS LLC | - | - | 504.8m | - | - | - | 973.8m | 1.5b | 3.2b | 28 | |
| SUSTAINABLE DEVELOPMENT CAPITAL LLP | - | - | 85.0m | - | - | - | 21.5m | 106.5m | - | 5 | |
| CAPVIS AG | - | - | 1.9b | - | - | - | 321.6m | 2.3b | - | 6 | |
| H/N MANAGEMENT | - | - | 9.4m | - | - | - | 16.2m | 25.6m | - | 3 | |
| AAVIN EQUITY ADVISORS, LLC | - | - | 106.4m | - | - | - | 21.3m | 127.7m | - | 3 |