03/08/2024
SEC, ERA - Active, 3/6/2014
2B(2)- PF<150mn
qualify for the exemption from registration because you act solely as an adviser to private funds and have assets under management, as defined in rule 203(m)-1, in the United States of less than $150 million
127,713,821
NO
3
319 xxxxxxx
| Fund Type | Count | GAV |
|---|---|---|
| Private Equity Fund | 2 | $106,391,722 |
| Other Private Fund | 1 | $21,322,099 |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | # funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SUSTAINABLE DEVELOPMENT CAPITAL LLP | - | - | 85.0m | - | - | - | 21.5m | 106.5m | - | 5 | |
| CAPVIS AG | - | - | 1.9b | - | - | - | 321.6m | 2.3b | - | 6 | |
| H/N MANAGEMENT | - | - | 9.4m | - | - | - | 16.2m | 25.6m | - | 3 | |
| FRORER PARTNERS L.P. | - | - | 18.4m | - | - | - | 8.0m | 26.4m | - | 5 | |
| ARCIS CAPITAL LIMITED | - | - | 409.1m | - | - | - | 5.9m | 415.1m | - | 3 | |
| UBS ASSET MANAGEMENT FUNDS LTD | - | - | 680.8m | - | - | - | 305.2m | 986.0m | - | 3 | |
| LEO FUND SERVICES, LLC | 5.0m | - | 92.5m | - | - | - | 14.6m | 112.1m | 107.1m | 4 | |
| HEALTHCOR PARTNERS MANAGEMENT, L.P. | - | - | 69.0m | - | - | - | 101.8m | 170.8m | 170.8m | 3 | |
| PERIPHAS CAPITAL, LP | - | - | 142.7m | - | - | - | - | 142.7m | 142.7m | 2 | |
| UPWELLING CAPITAL GROUP LLC | - | - | 7.8m | - | - | - | 7.3m | 15.2m | 115.2m | 4 |