Adviser Profile

As of Date 06/09/2026
Registration SEC, Approved, 05/06/2015
Other registrations (2)
ADV Location MIDDLETOWN, OH, United States
Contact Info 513 xxxxxxx
Websites
AUM* 232,826,293 23%
of that, discretionary 230,951,737 24%
Number of Employees 4
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 558,336 13%
% High Net Worth 33.81% 18%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

198M 169M 141M 113M 85M 56M 28M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary