9AT: FAMILY DYNASTY ADVISORS LLC

FAMILY DYNASTY ADVISORS LLC

FAMILY DYNASTY ADVISORS LLC

Adviser Profile

As of Date	02/17/2026
Registration	SEC, Approved, 03/20/2023
Other registrations (3)	Texas, Termination Requested, 04/13/2023 Texas, Terminated, 04/13/2023 Texas, Approved, 08/01/2018
ADV Location	LUBBOCK, TX, United States
Contact Info	806 xxxxxxx
Websites

AUM^*	52,303,496 23%
of that, discretionary	51,337,089 3995%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	262,832 -46%
% High Net Worth	48.37% 79%
SMA’s	No
Private Funds	0

Adviser Type

- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

51M 44M 37M 29M 22M 15M 7M

2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

4.A Description of Our Advisory Business Family Dynasty Advisors LLC was founded in 2018 with its principal business located in Lubbock, Texas. The managing member and sole owner of the firm is Michael Caffey. 4.B Types of Services Offered Family Dynasty Advisors LLC manages investment portfolios for individuals and businesses on a discretionary basis. The firm’s investment approach primarily focuses on investing through the use of open-end mutual funds, exchange traded funds, individual stocks and bonds, certificates of deposit, and treasury securities. The firm does not provide market timing advice. The firm also acts as a subadvisor to the Tactical Advantage ETF, operated by Tidal Trust II, an unaffiliated registered investment company. Tidal Trust II outsources subadvisor services for the Tactical Advantage ETF to Family Dynasty Advisors, LLC. This relationship will be memorialized in each contract between Family Dynasty Advisors, LLC and the Tidal Trust II. The firm provides an additional service for accounts not directly held in our designated custodian, but where we do have discretion, and may utilize an Order Management System to implement tax-efficient asset location and opportunistic rebalancing strategies on behalf of the client. These are primarily 401(k) accounts, HSA’s, and other assets we do not custody. We regularly review the available investment options in these accounts, monitor them, and rebalance and implement our strategies in the same way we do other accounts, though using

different tools as necessary The firm’s standard fee and calculation method will apply to the directly managed held away accounts. As it is impossible to directly debit the fees from these accounts, those fees will be assigned to the client’s taxable accounts on a pro-rata basis. If the client does not have a taxable account, those fees will be billed directly to the client. Accounts initiated or terminated during a calendar quarter will be charged a pro-rated fee based on the amount of time remaining in the billing period. Since fees are paid in arrears, no rebate will be needed upon termination of the account. 4.C Tailoring Services The firms’ services are tailored to the unique needs of each individual client. The firm will work with each client to determine their risk profile, goals and objectives. With this information, the firm will design an appropriate investment strategy that may be modified from time to time as circumstances change. The firm will continuously monitor the client’s portfolio holdings and the overall asset allocation strategy and will plan to hold periodic review meetings (via telephone, email, web based or in person) with the client regarding the account as necessary, and as the client desires. Clients may impose restrictions on investing in certain securities or types of securities. 4.D Wrap Fee Programs The firm does not offer any wrap program fees. 4.E Assets Under Management The firm had approximately $ 42,410,692 .00 under management as of 12/31/2023.