9AT: FIRST SENTIER INVESTORS (US) LLC

Adviser Profile

As of Date	05/27/2026
Registration	SEC, Approved, 04/20/2015
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	968,597,075 732%
of that, discretionary	968,597,075 732%
Number of Employees	44 -10%
of those in investment advisory functions	17 -19%
Private Fund GAV^*	242,472,400 161%
Avg Account Size	88,054,280 51%
SMA’s	No
Private Funds	13 6

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser THE L.T. FUNDS SA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM55.4m	#Funds-
Adviser SYNTAX ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM126.3m	#Funds-
Adviser LOTUSGROUP CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund54.9m	Total Private Fund GAV54.9m	AUM156.7m	#Funds4
Adviser SOUTH STREET CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM92.0m	#Funds-
Adviser BLUE HERON INFRASTRUCTURE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM43.7m	#Funds-
Adviser VESTPOINTE WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund15.3m	Total Private Fund GAV15.3m	AUM165.8m	#Funds4
Adviser PRATTES WEALTH PARTNERS	Hedge Fund18.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.1m	Total Private Fund GAV20.3m	AUM243.6m	#Funds5
Adviser PINETREE ADVISORS CORP.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM75.0m	#Funds-
Adviser WALL STREET INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund18.1m	Total Private Fund GAV18.1m	AUM174.7m	#Funds1
Adviser SECFI ADVISORY LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund148.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund35.3m	Total Private Fund GAV183.7m	AUM225.9m	#Funds8

Brochure Summary

Overview

First Sentier Investors (US) LLC (“FSI US” or the “Firm”) is a Delaware limited liability company formed in February 2014 and registered with the U.S. Securities and Exchange Commission in April 2015. FSI US is part of First Sentier Investors (“FSI”), a global asset management business. First Sentier Investors had US$162.1bn assets under management as of December 31, 2023 and 255 investment focused employees located in Sydney, New York, London, Edinburgh, Dublin, Paris, Singapore, Frankfurt, Tokyo, and Hong Kong. FSI US is ultimately 100% owned by Mitsubishi UFJ Financial Group, Inc. (“MUFG”). FSI US offers investment advice primarily to institutions. Where we provide discretionary investment management services through a separate account we agree upon the investment objectives with the client and they may specify investment restrictions which would be set out in their investment management agreement with FSI US. We tailor the advisory services and fees charged to clients and the type of reporting they

receive. FSI US is the investment manager to private investment vehicles with U.S., and non-U.S., institutional investors (“Private Funds”). FSI US does not anticipate registering such investment vehicles under the U.S. Investment Company Act of 1940 and their shares or interests, as applicable, will not be registered under the U.S. Securities Act of 1933. Accordingly, the Private Funds will not be publicly offered in the United States. FSI US is also the investment adviser to three U.S. mutual funds, First Sentier Global Listed Infrastructure Fund (FLIIX), First Sentier American Listed Infrastructure Fund (FLIAX), and Stewart Investors Worldwide Leaders Sustainability Fund (WWLSX). FSI US does not participate in wrap fee programs. As of December 31, 2023 FSI US had a total of $116,385,936 of assets under management. This includes assets where we have sub-delegated discretion to an affiliate and therefore certain of the assets will also be included in the AuM reported by our affiliated managers.

FIRST SENTIER INVESTORS (US) LLC

FIRST SENTIER INVESTORS (US) LLC

FIRST STATE INVESTMENTS (US) LLC

FIRST SENTIER GROUP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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FIRST SENTIER INVESTORS (US) LLC FIRST SENTIER INVESTORS (US) LLC FIRST STATE INVESTMENTS (US) LLC FIRST SENTIER GROUP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

FIRST SENTIER INVESTORS (US) LLC

FIRST SENTIER INVESTORS (US) LLC

FIRST STATE INVESTMENTS (US) LLC

FIRST SENTIER GROUP