9AT: EVERETT HARRIS & CO

EVERETT HARRIS & CO

EVERETT HARRIS & CO

Adviser Profile

As of Date	03/09/2026
Registration	SEC, Approved, 11/01/1940
ADV Location	LOS ANGELES, CA, United States
Contact Info	213 xxxxxxx
Websites

AUM^*	11,531,376,651 15%
of that, discretionary	11,197,323,579 15%
Number of Employees	18
of those in investment advisory functions	13
Private Fund GAV^*	0
Avg Account Size	6,427,746 14%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

11B 10B 8B 6B 5B 3B 2B

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$1,182,611,896	% Position15.00%	$ Change13.00%	# Change-1.00%
Stck Ticker084670108	Stock NameBERKSHIRE HATHAWAY INC DEL	$ Position$1,061,120,450	% Position13.00%	$ Change4.00%	# Change0.00%
Stck Ticker22160K105	Stock NameCOSTCO WHOLESALE CORPORATION	$ Position$687,130,207	% Position8.00%	$ Change	# Change
Stck Ticker02079K107	Stock NameALPHABET INC	$ Position$676,593,065	% Position8.00%	$ Change22.00%	# Change-1.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$542,769,692	% Position7.00%	$ Change1.00%	# Change0.00%
Stck Ticker084670702	Stock NameBERKSHIRE HATHAWAY INC DEL	$ Position$318,120,362	% Position4.00%	$ Change4.00%	# Change-1.00%
Stck Ticker670100205	Stock NameNOVO-NORDISK A S	$ Position$310,441,319	% Position4.00%	$ Change31.00%	# Change1.00%
Stck Ticker92204A504	Stock NameVANGUARD WORLD FD	$ Position$219,353,724	% Position3.00%	$ Change11.00%	# Change1.00%
Stck Ticker023135106	Stock NameAMAZON COM INC	$ Position$243,392,726	% Position3.00%	$ Change14.00%	# Change0.00%
Stck Ticker00287Y109	Stock NameABBVIE INC	$ Position$128,975,817	% Position2.00%	$ Change16.00%	# Change0.00%

Brochure Summary

Overview

Everett Harris is dedicated to providing individuals and other types of clients with a wide array of investment advisory services. Everett Harris was founded in 1937 and its ownership is shared among its employees. As a fiduciary, it is our duty to always act in the client’s best interest. This is accomplished in part by knowing our client. Everett Harris has established a service-oriented advisory practice with open lines of communication for many different types of clients to help meet their financial goals while remaining sensitive to risk tolerance and time horizons. Everett Harris provides clients with “investment management services” on a discretionary and non-discretionary basis, which include: - determining investment needs, risk tolerance, and financial objectives - structuring investment portfolios compatible with a client’s objectives and total financial circumstances - implementing portfolio strategy when such responsibility is delegated by the client - recording of portfolio details for the benefit of the client Everett Harris manages client assets based on

each client’s investment objectives, risk tolerance, financial objectives and any reasonable restrictions imposed by each client. Clients are responsible for informing Everett Harris of any changes to their investment objectives, individual needs and/or restrictions. Everett Harris does not assume any responsibility for the accuracy of the information provided by the client. If a client’s account is a pension or other employee benefit plan governed by the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), Everett Harris acknowledges that it is a fiduciary to the plan under Section 3(21) of ERISA. In providing its services, the sole standard of care imposed upon Everett Harris is to act with the care, skill, prudence and diligence under the circumstances then prevailing that a prudent man acting in a like capacity and familiar with such matters would use in the conduct of an enterprise of a like character and with like aims. As of December 31, 2022, Everett Harris managed $8,360,659,357 in discretionary assets and $366,151,561 in non-discretionary assets.