Adviser Profile

AUM* 461,567,836 21%
of that, discretionary 397,374,747 20%
Number of Employees 12 9%
of those in investment advisory functions 8 -11%
Private Fund GAV* 0
Avg Account Size 309,569 26%
% High Net Worth 36.98% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

431M 369M 308M 246M 185M 123M 62M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$93,093,842 % Position37.00% $ Change904.00% # Change774.00%
Stck Ticker72201R833 Stock NamePIMCO ETF TR $ Position$45,484,101 % Position18.00% $ Change-13.00% # Change-14.00%
Stck Ticker464287655 Stock NameISHARES TR $ Position$18,236,414 % Position7.00% $ Change # Change
Stck Ticker25459W862 Stock NameDIREXION SHARES ETF TRUST $ Position$10,054,849 % Position4.00% $ Change # Change
Stck Ticker46137V357 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$7,282,692 % Position3.00% $ Change22.00% # Change10.00%
Stck Ticker78433H501 Stock NameNEOS ETF TRUST $ Position$8,673,465 % Position3.00% $ Change-1.00% # Change-1.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$6,524,347 % Position3.00% $ Change24.00% # Change8.00%
Stck Ticker922908637 Stock NameVANGUARD INDEX FDS $ Position$4,495,192 % Position2.00% $ Change13.00% # Change-2.00%
Stck Ticker78433H303 Stock NameNEOS ETF TRUST $ Position$4,054,961 % Position2.00% $ Change32.00% # Change23.00%
Stck Ticker464287242 Stock NameISHARES TR $ Position$4,775,194 % Position2.00% $ Change32.00% # Change32.00%

Brochure Summary