Adviser Profile

As of Date 02/17/2026
Registration SEC, Approved, 02/25/2015
Other registrations (6)
ADV Location TEMPE, AZ, United States
Contact Info 480 xxxxxxx
Websites
AUM* 439,606,710 25%
of that, discretionary 439,606,710 25%
Number of Employees 4
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 687,960 9%
% High Net Worth 30.77% -16%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

440M 377M 314M 251M 188M 126M 63M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker81369Y704 Stock NameSELECT SECTOR SPDR TR $ Position$39,620,617 % Position12.00% $ Change15.00% # Change0.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$39,769,152 % Position12.00% $ Change37.00% # Change-5.00%
Stck Ticker81369Y209 Stock NameSELECT SECTOR SPDR TR $ Position$28,814,018 % Position9.00% $ Change12.00% # Change4.00%
Stck Ticker72201R577 Stock NamePIMCO ETF TR $ Position$26,608,852 % Position8.00% $ Change44.00% # Change44.00%
Stck Ticker72201R874 Stock NamePIMCO ETF TR $ Position$21,441,293 % Position7.00% $ Change2.00% # Change1.00%
Stck Ticker81369Y407 Stock NameSELECT SECTOR SPDR TR $ Position$23,416,767 % Position7.00% $ Change11.00% # Change3.00%
Stck Ticker464288521 Stock NameISHARES TR $ Position$15,054,133 % Position5.00% $ Change14.00% # Change1.00%
Stck Ticker81369Y308 Stock NameSELECT SECTOR SPDR TR $ Position$16,730,929 % Position5.00% $ Change5.00% # Change4.00%
Stck Ticker81369Y100 Stock NameSELECT SECTOR SPDR TR $ Position$13,905,918 % Position4.00% $ Change10.00% # Change8.00%
Stck Ticker81369Y886 Stock NameSELECT SECTOR SPDR TR $ Position$13,972,628 % Position4.00% $ Change2.00% # Change3.00%