Adviser Profile

As of Date 03/26/2026
Registration SEC, Approved, 04/11/1997
ADV Location PORTLAND, ME, United States
Contact Info 207 xxxxxxx
Websites
AUM* 1,174,795,244 31%
of that, discretionary 1,174,795,244 31%
Number of Employees 13 18%
of those in investment advisory functions 11 22%
Private Fund GAV* 0
Avg Account Size 1,163,164 6%
% High Net Worth 55.26% -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 839M 671M 503M 336M 168M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STREET SPDR S&P 500 ETF $ Position$90,346,415 % Position9.00% $ Change14.00% # Change-1.00%
Stck Ticker464287507 Stock NameISHARES CORE S&P MID-CAP ETF $ Position$63,292,175 % Position6.00% $ Change21.00% # Change6.00%
Stck Ticker464287200 Stock NameISHARES CORE S&P 500 ETF $ Position$54,482,028 % Position5.00% $ Change21.00% # Change5.00%
Stck Ticker78467Y107 Stock NameSPDR S&P MIDCAP 400 ETF TRUST $ Position$44,867,306 % Position4.00% $ Change11.00% # Change-3.00%
Stck Ticker78464A672 Stock NameSPDR PORTFOLIO INTERMEDIATE TE $ Position$41,283,830 % Position4.00% $ Change3.00% # Change4.00%
Stck Ticker78468R101 Stock NameSPDR PORTFOLIO SHORT TERM TREA $ Position$44,137,729 % Position4.00% $ Change-13.00% # Change-13.00%
Stck Ticker92206C706 Stock NameVANGUARD INTERMEDIATE-TERM TRE $ Position$40,997,411 % Position4.00% $ Change3.00% # Change4.00%
Stck Ticker92206C102 Stock NameVANGUARD SHORT-TERM TREASURY E $ Position$44,040,728 % Position4.00% $ Change-13.00% # Change-13.00%
Stck Ticker464287440 Stock NameISHARES 7-10 YEAR TREASURY BON $ Position$35,043,434 % Position3.00% $ Change95.00% # Change96.00%
Stck Ticker46432F842 Stock NameISHARES CORE MSCI EAFE ETF $ Position$34,624,162 % Position3.00% $ Change9.00% # Change2.00%

Brochure Summary