Adviser Profile

As of Date 03/09/2026
Registration SEC, Approved, 02/06/2015
Other registrations (5)
ADV Location BLOOMINGTON, MN, United States
Contact Info 952 xxxxxxx
Websites
AUM* 293,422,543 17%
of that, discretionary 293,422,543 17%
Number of Employees 5 25%
of those in investment advisory functions 2 100%
Private Fund GAV* 0
Avg Account Size 317,901 19%
% High Net Worth 10.70% -15%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

293M 252M 210M 168M 126M 84M 42M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$22,947,647 % Position9.00% $ Change-3.00% # Change-15.00%
Stck Ticker746729300 Stock NamePUTNAM ETF TRUST $ Position$13,980,629 % Position6.00% $ Change23.00% # Change12.00%
Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$12,990,142 % Position5.00% $ Change41.00% # Change11.00%
Stck Ticker46641Q670 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$12,346,281 % Position5.00% $ Change14.00% # Change15.00%
Stck Ticker25434V807 Stock NameDIMENSIONAL ETF TRUST $ Position$12,806,295 % Position5.00% $ Change23.00% # Change20.00%
Stck Ticker46138E222 Stock NameINVESCO EXCH TRADED FD TR II $ Position$9,428,693 % Position4.00% $ Change26.00% # Change15.00%
Stck Ticker46138E339 Stock NameINVESCO EXCH TRADED FD TR II $ Position$10,395,584 % Position4.00% $ Change46.00% # Change1.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$10,008,390 % Position4.00% $ Change33.00% # Change16.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$7,922,791 % Position3.00% $ Change9.00% # Change-6.00%
Stck Ticker92647N535 Stock NameVICTORY PORTFOLIOS II $ Position$6,672,491 % Position3.00% $ Change142.00% # Change142.00%

Brochure Summary