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Adviser Profile

AUM* 26,582,600,252 82%
of that, discretionary 26,249,718,852 81%
Number of Employees 110 33%
of those in investment advisory functions 36 38%
Private Fund GAV* 0
Avg Account Size 17,351,567 43%
% High Net Worth 37.83% -25%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

26B 22B 19B 15B 11B 7B 4B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name GRANT THORNTON LLP Filing Date01/12/2026 Form ADV-E View Report
Accounting Firm Name MARCUM LLP Filing Date01/21/2025 Form ADV-E View Report
Accounting Firm Name MARCUM LLP Filing Date10/28/2024 Form ADV-E View Report
Accounting Firm Name MARCUM LLP Filing Date01/24/2024 Form ADV-E View Report

Brochure Summary