9AT: ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED

Adviser Profile

As of Date	07/30/2026
Registration	SEC, Approved, 10/04/2011
ADV Location	LONDON, United Kingdom
Contact Info	+44 xxxxxxx
Websites

AUM^*	28,474,632,132 26%
of that, discretionary	28,030,028,420 26%
Number of Employees	304 11%
of those in investment advisory functions	46 10%
Private Fund GAV^*	0
Avg Account Size	6,411,761 3%
% High Net Worth	95.26% 1%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm
- Outside the United States

Client Types

- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Commissions

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser W1M INVESTMENT MANAGEMENT LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM17.1b	#Funds-
Adviser LORNE STEINBERG WEALTH MANAGEMENT INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM814.4m	#Funds-
Adviser OLD BRIDGE CAPITAL MANAGEMENT PRIVATE LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM224.4m	#Funds-
Adviser FOURPOINTS INVESTMENT MANAGERS S.A.S	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM490.2m	#Funds-
Adviser BROWN ADVISORY LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM26.6b	#Funds-
Adviser PEMBROKE MANAGEMENT LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.9b	#Funds-
Adviser MCINROY & WOOD LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.4b	#Funds-
Adviser MAWER INVESTMENT MANAGEMENT LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund26.2b	Total Private Fund GAV26.2b	AUM40.9b	#Funds17
Adviser RUFFER LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund4.9b	Total Private Fund GAV4.9b	AUM24.9b	#Funds1
Adviser NEUBERGER BERMAN CANADA ULC	Hedge Fund358.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV358.4m	AUM12.4b	#Funds3

Brochure Summary

Overview

Principal Ownership Rothschild & Co Wealth Management UK Limited was formed in 2002 and is a United Kingdom provider of discretionary, non-discretionary investment management and wealth management services to private clients and their connected structures. We are authorized and regulated by the UK Financial Conduct Authority and are registered with the U.S. Securities and Exchange Commission (“SEC”) as an investment adviser under the U.S. Investment Advisers Act of 1940 (“Advisers Act”). We are directly owned by Rothschild & Co Wealth & Asset Management SAS and remain ultimately owned by Rothschild & Co SCA. The Rothschild & Co Group is a global financial advisory group which is family-controlled and independent. It has been at the center of the world’s financial markets for more than 200 years. This Brochure discusses the services that we offer to our U.S. resident clients. Advisory Services For clients that have agreed to the Rothschild & Co Wealth Management Terms and Conditions (US), we provide investment advisory services on a discretionary basis to individuals, their connected structures and private funds. Each client’s assets are managed in a separately held account. We do not accept U.S. person orders to buy or sell securities. Customization We require each client to execute an investment management agreement (“IMA”) that details the nature of the discretionary investment advisory authority

given to us, and that documents the client’s investment objectives, restrictions, guidelines, base currency and risk profile (“Profile”). Customisation is based upon the client’s individual preferences, personal circumstances and/or tax-management requirements as provided by the client and/or the client’s tax adviser, as applicable, and forms part of the Profile. Each Profile is managed as a bespoke portfolio, as discussed in Item 8. Investment Types For the equity allocation of client accounts, we invest in common stocks that trade on international exchanges in their respective local currencies, through collective investment schemes or exchange- traded funds (“ETFs”). Investments in the fixed income allocation of client accounts include global, government, agency and corporate issuer bonds in their respective local currencies, through collective investment schemes or ETFs. We invest mainly in investment grade bonds and primarily in securities whose underlying issuer rating from at least one major rating agency is “BBB” or better. Currency exposures within client accounts are managed, when appropriate, by using FX forwards. We also use put warrants. We do not do this in such a manner to be deemed a commodity trading adviser and we are an exempt Commodity Trading Adviser under the U.S. Commodity Exchange Act. Assets under Management As at 31 December 2023, we managed approximately US $22,659,691,826 of assets under management.

ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED

ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED

ROTHSCHILD & CO WEALTH MANAGEMENT UK LIMITED

ROTHSHILD & CO WEALTH MANAGEMENT UK LIMITED

ROTHSCHILD WEALTH MANAGEMENT (UK) LTD.

ROTHSCHILD PRIVATE MANAGEMENT LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED ROTHSCHILD & CO WEALTH MANAGEMENT UK LIMITED ROTHSHILD & CO WEALTH MANAGEMENT UK LIMITED ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. ROTHSCHILD PRIVATE MANAGEMENT LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED

ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED

ROTHSCHILD & CO WEALTH MANAGEMENT UK LIMITED

ROTHSHILD & CO WEALTH MANAGEMENT UK LIMITED

ROTHSCHILD WEALTH MANAGEMENT (UK) LTD.

ROTHSCHILD PRIVATE MANAGEMENT LIMITED