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Adviser Profile

As of Date 07/23/2026
Registration SEC, Approved, 11/21/2014
ADV Location PLEASANTON, CA, United States
Contact Info 925 xxxxxxx
Websites
AUM* 1,008,325,229 34%
of that, discretionary 1,008,325,229 34%
Number of Employees 15 7%
of those in investment advisory functions 7 17%
Private Fund GAV* 0
Avg Account Size 448,344 48%
% High Net Worth 35.29% 0%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

934M 801M 667M 534M 400M 267M 133M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46138J635 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$62,317,011 % Position8.00% $ Change-17.00% # Change-16.00%
Stck Ticker46138J585 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$53,521,290 % Position7.00% $ Change6.00% # Change6.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$42,632,433 % Position5.00% $ Change22.00% # Change-1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$29,647,725 % Position4.00% $ Change27.00% # Change11.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$35,822,441 % Position4.00% $ Change14.00% # Change0.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$26,155,385 % Position3.00% $ Change10.00% # Change5.00%
Stck Ticker09260D107 Stock NameBLACKSTONE INC $ Position$13,019,374 % Position2.00% $ Change2.00% # Change0.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$20,010,803 % Position2.00% $ Change25.00% # Change0.00%
Stck Ticker00287Y109 Stock NameABBVIE INC $ Position$17,303,177 % Position2.00% $ Change21.00% # Change4.00%
Stck Ticker458140100 Stock NameINTEL CORP $ Position$14,124,533 % Position2.00% $ Change217.00% # Change0.00%

Brochure Summary